Todd M. Schilthuis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Michael Schilthuis, who also goes by Todd M Schilthuis, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1997. Todd had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2010 - November 4, 2014
NATIONWIDE SECURITIES, LLC
September 22, 2010 - November 4, 2014
NATIONWIDE SECURITIES, LLC
November 9, 2009 - September 9, 2010
WADDELL & REED
October 27, 2009 - September 9, 2010
WADDELL & REED
November 28, 2006 - August 14, 2009
OSAIC INSTITUTIONS, INC.
June 11, 2002 - November 20, 2006
MACATAWA INVESTMENT SERVICES, INC.
May 2, 2001 - January 8, 2002
FIFTH THIRD SECURITIES, INC.
July 22, 1997 - May 2, 2001
OLD KENT FINANCIAL ADVISORS
January 6, 1997 - July 18, 1997
CETERA INVESTMENT SERVICES LLC
Primary Firm SEC Registration
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE SECURITIES, LLC
CRD#: 11173 / SEC#: 801-69260, 8-12500
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS, INC. | MANAGING MEMBER | |
| ANIANO, JOSEPH NICHOLAS | PRESIDENT | 4303290 |
| GINNAN, STEVEN A. | BOARD MANAGER | 6984613 |
| JESTICE, KEVIN THOMAS | BOARD MANAGER | 5363377 |
| RABENSTINE, JAMES JAY | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD MANAGER | 5250338 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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