Gregory B. Sneddon
Professional summary
Gregory Bruce Sneddon is a registered financial professional currently at BML SECURITIES LLC located in Boston, Massachusetts.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1997. Gregory has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Bruce Sneddon's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2023 - Present
BML SECURITIES LLC
Office #1: 225 Franklin Street, Boston, MA 02110March 30, 2001 - September 22, 2023
CONSILIUM PARTNERS LLC
February 13, 1997 - August 15, 2000
ROBERTSON STEPHENS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BML SECURITIES LLC
CRD#: 167535 / SEC#: , 8-69262
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENNING ASSOCIATES LLC | MANAGING MEMBER | |
| BUSINESS CAPITAL EXCHANGE INC | MANAGING MEMBER | |
| NORTH RIVER CAPITAL LLC | MANAGING MEMBER | |
| FLYNN, PETER FRANCIS | CCO/FINOP | 2655124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BML SECURITIES LLC
CRD#: 167535Boston, MA 02110TRUST BUT VERIFY
Monitor Gregory Sneddon
Get automatic monthly alerts on:
