Marc D. Saurborn

DIVIDEND ASSETS CAPITAL

Ridgeland, SC 29936-8126

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CRD#: 2813288

Professional summary

Marc David Saurborn, who also goes by Marc Saurborn, is a registered financial advisor currently at DIVIDEND ASSETS CAPITAL, LLC located in Ridgeland, South Carolina.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Marc has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc Saurborn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc David Saurborn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2024 - Present

DIVIDEND ASSETS CAPITAL, LLC

Office #1: 58 Riverwalk Blvd., Ridgeland, SC 29936-8126

RIA

CRD#: 129973

Ridgeland, SC

Past

January 23, 2019 - October 17, 2022

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Charlottesville, VA

Past

May 15, 2014 - November 15, 2018

PATRUMIN INVESTORS, LLC

RIA

CRD#: 170454

NAPLES, FL

Past

May 11, 2000 - March 7, 2001

FORUM FINANCIAL SERVICES, LLC

CRD#: 38816

PORTLAND, ME

Past

July 21, 1998 - July 23, 1999

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS

CRD#: 129973 / SEC#: 801-62643

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(7/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/2/1996

General Securities Representative Examination

Current Firm

DIVIDEND ASSETS CAPITAL, LLC

DIVIDEND ASSETS CAPITAL, LLC | DIVIDEND GROWTH ADVISORS, LLC | DIVIDEND GROWTH ADVISORS

CRD#: 129973 / SEC#: 801-62643

RIA

Registered Investment Advisory firm - (1/2/2004 Approved)

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Contact information

Main Address

58 Riverwalk Blvd., Ridgeland, SC 29936-8126

Mailing Address

Phone number

(843) 645-9700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAC ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	739
AUM (Assets Under Management)	$ 620,050,580

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marc D. Saurborn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc David Saurborn's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

PATRUMIN INVESTORS, LLC

FORUM FINANCIAL SERVICES, LLC

SEI INVESTMENTS DISTRIBUTION CO.

Primary Firm SEC Registration

DIVIDEND ASSETS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1997

Series 63

Date: 8/4/1997

Series 7

Date: 10/2/1996

Current Firm

DIVIDEND ASSETS CAPITAL, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIVIDEND ASSETS CAPITAL, LLC

TRUST BUT VERIFY

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