EA
Eric B. Anderson
HFM WEALTH MANAGEMENT
HARTFORD, CT 06103-1816
Some features on this profile are disabled
CRD#: 2813282
EA
Professional summary
Eric Bruce Anderson is a registered financial advisor currently at HFM WEALTH MANAGEMENT located in Hartford, Connecticut.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Eric has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Bruce Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 1996 - Present
HFM WEALTH MANAGEMENT
Office #1: 1 Constitution Plaza, Fl 9, Hartford, CT 06103-1816RIA
CRD#: 105039
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HFM WEALTH MANAGEMENT
HARTFORD FINANCIAL MANAGEMENT INC | HFM WEALTH MANAGEMENT
CRD#: 105039 / SEC#: 801-33701
RIA
Registered Investment Advisory firm - (2/6/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(10/9/1996)
Exams
Current Firm
HW
HFM WEALTH MANAGEMENT
HARTFORD FINANCIAL MANAGEMENT INC | HFM WEALTH MANAGEMENT
CRD#: 105039 / SEC#: 801-33701
RIA
Registered Investment Advisory firm - (2/6/1989 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
65 Lasalle Road Ste 307, West Hartford, CT 06107
Mailing Address
Phone number
(860) 241-0028
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 186 |
| AUM (Assets Under Management) | $ 712,971,742 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
