NF
Neil C. Folger
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT
WASHINGTON, DC 20005
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CRD#: 2813165
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Professional summary
Neil Clifford Folger, CFA is a registered financial advisor currently at FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC. located in Washington, District Of Columbia and FOLGER NOLAN FLEMING DOUGLAS INCORPORATED located in Washington, District Of Columbia.
Neil is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Neil has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NEIL FOLGER IS A DIRECTOR, EXECUTIVE VICE PRESIDENT AND SECRETARY OF FOLGER NOLAN FLEMING DOUGLAS INC., LOCATED AT 725 15TH STREET, WASHINGTON D.C.20005. HIS STARTING DATE IS 10/22/2012, AND SPENDS APPROXIMATELY 2 HOURS PER MONTH ON THIS, OF WHICH APPROXIMATELY 2 HOURS ARE DURING TRADING HOURS.NEIL FOLGER IS A SENIOR VICE PRESIDENT AND AN INVESTMENT ADVISER OF FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT INC., LOCATED AT 725 15TH STREET, WASHINGTON D.C. HIS STARTING DATE IS 01/31/2006, AND SPENDS APPROXIMATELY 160 HOURS PER MONTH ON THIS, OF WHICH APPROXIMATELY 120 HOURS ARE DURING TRADING HOURS. HIS DUTIES CONSIST PRIMARILY OF SECURITIES RESEARCH AND INVESTMENT MANAGEMENT. NEIL IS ALSO VICE-PRESIDENT OF 725 15TH STREET CORPORATION, LOCATED AT 725 15TH STREET, WASHINGTON D.C. 20005. BUSINESS IS A FAMILY REAL ESTATE BUSINESS AND IS NOT INVESTMENT RELATED. START DATE OF BUSINESS RELATIONSHIP IS 07/01/2011. TIME COMMITMENT IS APPROXIMATELY 2 HOURS PER MONTH, OF WHICH APPROXIMATELY 2 HOURS ARE DURING TRADING HOURS. DUTIES INCLUDE FINANCIAL AND MANAGEMENT OVERSIGHT OF FAMILY REAL ESTATE BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Neil Clifford Folger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 2, 2006 - Present
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.
Office #1: 910 15th Sreet Nw, Washington, DC 20005RIA
CRD#: 140444
WASHINGTON, DC
Current
January 14, 1997 - Present
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
Office #1: 725 15th Street N.w. 2nd Floor, Suite 200, Washington, DC 20005-2109Office #2: 725 15th Street Nw, Washington, DC 20005-2109RIA
BD
CRD#: 319
Washington, DC
Past
January 1, 1998 - May 3, 2006
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
RIA
CRD#: 319
WASHINGTON, DC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.
CRD#: 140444 / SEC#: 801-13545
RIA
Registered Investment Advisory firm - (12/12/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(1/21/1997)
IAR
District of Columbia(5/3/2006)
RR
Maryland(1/14/1997)
IAR
Maryland(5/2/2006)
RR
Virginia(1/15/1997)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FN
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.
FOLGER NOLAN FLEMING DOUGLAS CAPITAL MANAGEMENT, INC.
CRD#: 140444 / SEC#: 801-13545
RIA
Registered Investment Advisory firm - (12/12/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
725 15th Street N.w., Washington, DC 20005
Mailing Address
Phone number
(202) 626-5220
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 484 |
| AUM (Assets Under Management) | $ 1,198,451,314 |
Red Flags
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