Robert J. Boschke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jeffrey Boschke, who also goes by Bob Boschke, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2021 - April 20, 2022
CREATIVE FINANCIAL DESIGNS, INC.
March 23, 2021 - April 20, 2022
CFD INVESTMENTS, INC.
March 22, 2021 - March 24, 2021
CREATIVE FINANCIAL DESIGNS, INC.
July 23, 2019 - March 19, 2021
WEALTH MANAGEMENT GROUP, LLC
January 12, 2015 - December 31, 2018
WEALTH MANAGEMENT GROUP, LLC
February 21, 2012 - March 1, 2021
LPL FINANCIAL LLC
February 17, 2012 - March 1, 2021
LPL FINANCIAL LLC
June 1, 2009 - January 9, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 29, 2008 - January 9, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 3, 2007 - September 29, 2008
CETERA INVESTMENT SERVICES LLC
April 3, 2006 - April 3, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
April 3, 2006 - May 23, 2006
UVEST FINANCIAL SERVICES GROUP, INC.
March 31, 2005 - April 4, 2006
FOCUSED INVESTMENTS L.L.C.
November 2, 2004 - March 29, 2005
ASSOCIATED INVESTMENT SERVICES, INC.
November 13, 2003 - October 8, 2004
DISCIPLINED FINANCIAL SERVICES, INC
November 7, 2003 - October 1, 2004
NATIONS FINANCIAL GROUP, INC.
December 16, 1996 - November 11, 2003
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREATIVE FINANCIAL DESIGNS, INC.
CRD#: 109032 / SEC#: 801-60153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,029 |
| AUM (Assets Under Management) | $ 2,478,773,967 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 01/05/2024 | ||
| 01/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
