Jimmy S. Bowen

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CRD#: 2813089

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jimmy Stacy Bowen, who also goes by Jimmy S Bowen, Jimmy Stacey Bowen, Jimmy Bower, was a registered financial professional .

Jimmy is a previously registered financial professional and started their career in finance in 1996. Jimmy had worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jimmy S Bowen | Jimmy Stacey Bowen | Jimmy Bower

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BOWEN FAMILY TREE FARM - OWNER - TREE FARM - 7982 WILDWOOD RD VAUGHN, MS 39179 - TIME DEVOTED 0% - NOT INVESTMENT RELATED 2. Ameritas Renewals - Agent - 5900 "O" Street Lincoln, NE 68510-2234 - Renewal Commissions - Time Devoted 0% - Not Investment related T&B REAL ESTATE HOLDINGS, LLC POSITION: Owner NATURE: It is a building I own that I put into an LLC. 321 E. Fifteenth St Yazoo City, MS 39194 INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2019 ADDRESS: 409 Cumberland Ct, Madison MS 39110, United States DESCRIPTION: I own the building

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 12, 2010 - December 2, 2022

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Vicksburg, MS

Past

August 12, 2010 - December 2, 2022

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Vicksburg, MS

Past

July 22, 2008 - August 24, 2010

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

FLOWOOD, MS

Past

July 1, 2008 - August 24, 2010

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

FLOWOOD, MS

Past

February 21, 2007 - July 10, 2008

TLG ADVISORS, INC.

RIA

CRD#: 111052

CLINTON, MS

Past

January 3, 2007 - July 1, 2008

THE LEADERS GROUP, INC.

CRD#: 37157

CLINTON, MS

Past

October 22, 2001 - December 31, 2006

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

CLINTON, MS

Past

May 3, 1999 - December 31, 2006

PARK AVENUE SECURITIES LLC

CRD#: 46173

CLINTON, MS

Past

April 9, 1998 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

May 12, 1997 - January 16, 1998

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

November 13, 1996 - February 20, 1997

BALLEW INVESTMENTS, INC.

CRD#: 32028

JACKSON, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/1996

General Securities Representative Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jimmy S. Bowen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

TLG ADVISORS, INC.

THE LEADERS GROUP, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

BALLEW INVESTMENTS, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/1999

Series 63

Date: 12/7/1996

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/12/1996

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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