JP
Jonathan Patterson
U.S. BANCORP ADVISORS
Chicago, IL 60628
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CRD#: 2813004
JP
Professional summary
Jonathan Patterson, who also goes by Jonathan Eugene Patterson, is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Chicago, Illinois.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jonathan has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan Eugene Patterson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Patterson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Patterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 13, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 1000 E 111th St, Chicago, IL 60628Office #2: 1400 Torrence Ave, Calumet City, IL 60409Office #3: 101 Dixie Hwy, Chicago Heights, IL 60411Office #4: 11960 Western Ave, Blue Island, IL 60406Office #5: 22222 Governors Hwy, Richton Park, IL 60471Office #6: 18300 Kedzie Ave, Homewood, IL 60430Office #7: 18300 Dixie Hwy, Homewood, IL 60430Office #8: 1350 E Sibley Blvd, Dolton, IL 60419Office #9: 600 W 37th St, Chicago, IL 60609Office #10: 99 Indianwood Blvd, Park Forest, IL 60466RIA
BD
CRD#: 14455
Chicago, IL
Current
February 13, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 1000 E 111th St, Chicago, IL 60628Office #2: 1400 Torrence Ave, Calumet City, IL 60409Office #3: 101 Dixie Hwy, Chicago Heights, IL 60411Office #4: 11960 Western Ave, Blue Island, IL 60406Office #5: 22222 Governors Hwy, Richton Park, IL 60471Office #6: 18300 Kedzie Ave, Homewood, IL 60430Office #7: 18300 Dixie Hwy, Homewood, IL 60430Office #8: 1350 E Sibley Blvd, Dolton, IL 60419Office #9: 600 W 37th St, Chicago, IL 60609Office #10: 99 Indianwood Blvd, Park Forest, IL 60466RIA
BD
CRD#: 14455
Chicago, IL
Past
May 15, 2024 - February 13, 2026
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
Park Forest, IL
Past
May 14, 2024 - February 13, 2026
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
Park Forest, IL
Past
July 20, 2022 - May 13, 2024
WINTRUST INVESTMENTS LLC
RIA
CRD#: 875
Crete, IL
Past
July 15, 2022 - July 19, 2022
WINTRUST INVESTMENTS LLC
RIA
CRD#: 875
Crete, IL
Past
July 15, 2022 - May 13, 2024
WINTRUST INVESTMENTS LLC
BD
CRD#: 875
Crete, IL
Past
June 3, 2019 - July 19, 2022
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
HARVEY, IL
Past
June 3, 2019 - July 19, 2022
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
HARVEY, IL
Past
February 3, 2015 - May 29, 2019
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SOUTH HOLLAND, IL
Past
February 2, 2015 - May 29, 2019
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
SOUTH HOLLAND, IL
Past
September 30, 2010 - February 3, 2015
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
PARK FOREST, IL
Past
September 30, 2010 - February 3, 2015
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
PARK FOREST, IL
Past
March 8, 2007 - October 8, 2010
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
CHICAGO, IL
Past
March 8, 2007 - October 8, 2010
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
CHICAGO, IL
Past
March 17, 2003 - February 7, 2007
LASALLE FINANCIAL SERVICES, INC.
RIA
CRD#: 20373
MATTESON, IL
Past
January 6, 2003 - February 7, 2007
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
MATTESON, IL
Past
March 1, 1999 - December 11, 2002
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
October 29, 1996 - February 8, 1999
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
BD
CRD#: 7404
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(2/13/2026)
IAR
Illinois(2/13/2026)
RR
Indiana(2/13/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
800 N Brand Blvd. 16th Floor 16th Floor, Glendale, CA, 91203
Mailing Address
800 N Brand Blvd. 16th Floor, Glendale, CA, 91203
Phone number
(800) 634-1100
Established
Delaware since 06/28/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
244
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE MEMBER | |
| BEJASA, EILEEN | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR, BROKER-DEALER OPERATIONS | 7002808 |
| CANEVA, DANIEL CESAR | SVP CHIEF OPERATIONS OFFICER | 1686099 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER | 5829700 |
| ELY, JAMES EUGENE JR. | SENIOR VICE PRESIDENT - SALES | 1843373 |
| FERGUSON, KIMBERLY NICOLE | CHIEF EXECUTIVE OFFICER AND MANAGER | 4120145 |
| LAWLOR, BETH DEDRICK | EXECUTIVE VICE PRESIDENT | 5352662 |
| ROLLAND, JODI THOMPSON | MANAGER | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER | 5025315 |
| TRIPLETT, SHANE T | INSTITUTIONAL SALES MANAGER | 1865319 |
Regulatory assets under management
| Total Number of Accounts | 3,905 |
| AUM (Assets Under Management) | $ 1,516,483,817 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 08/20/2024 | ||
| 11/28/2023 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
