Charles D. Bradburn

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CRD#: 28128

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Donald Bradburn JR was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1973. Charles had worked at 6 firms and has passed the Series 63, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 7, 2001 - December 31, 2014

ESSEX LLC

RIA

CRD#: 108352

DEER PARK, IL

Past

October 24, 1990 - September 5, 1996

TULLETT LIBERTY BROKERAGE INC.

CRD#: 19717

JERSEY CITY, NJ

Past

April 6, 1990 - November 6, 1990

CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.

CRD#: 19729

Past

July 25, 1987 - April 16, 1990

GARBAN CAPITAL MARKETS LLC

CRD#: 19738

JERSEY CITY, NJ

Past

October 22, 1980 - September 21, 1982

GOLDMAN SACHS & CO. LLC

CRD#: 361

Past

April 10, 1973 - May 7, 1976

FEDERATED SECURITIES CORP.

CRD#: 5009

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ESSEX LLC

CRD#: 108352 / SEC#: 801-54274

RIA

Registered Investment Advisory firm - (4/11/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/18/1980

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 4/2/1973

Registered Representative Examination

Current Firm

ESSEX LLC

CRD#: 108352 / SEC#: 801-54274

RIA

Registered Investment Advisory firm - (4/11/1997 Approved)

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Contact information

Main Address

21805 Field Parkway Suite 340, Deer Park, IL 60010

Mailing Address

Phone number

(847) 777-7800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ESSEX, LLC FIRM BROCHURE (4/8/2025)

Regulatory assets under management

Total Number of Accounts	2,112
AUM (Assets Under Management)	$ 563,083,517

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles D. Bradburn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TULLETT LIBERTY BROKERAGE INC.

CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.

GARBAN CAPITAL MARKETS LLC

GOLDMAN SACHS & CO. LLC

FEDERATED SECURITIES CORP.

Primary Firm SEC Registration

ESSEX LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/13/1995

Series 7

Date: 10/18/1980

Series 1

Date: 4/2/1973

Current Firm

ESSEX LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ESSEX LLC

TRUST BUT VERIFY

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