Steve D. Heath
Professional summary
Steve Dale Heath, who also goes by Steve Dale Heath, Seven Dale Heath, Steven Dale Heath, is a registered financial professional currently at CHELSEA FINANCIAL SERVICES located in Staten Island, New York.
Steve is registered as a RR (Registered Representative) and started their career in finance in 1998. Steve has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steve Dale Heath's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 20, 2021 - Present
CHELSEA FINANCIAL SERVICES
Office #1: 242 Main Street, Staten Island, NY 10307August 31, 2017 - October 7, 2020
CHELSEA FINANCIAL SERVICES
July 29, 2015 - January 3, 2017
CAPITOL SECURITIES MANAGEMENT, INC.
October 21, 2014 - December 31, 2016
CAPITOL SECURITIES MANAGEMENT, INC.
October 14, 2014 - October 14, 2014
CAPITOL SECURITIES MANAGEMENT, INC.
August 12, 2010 - September 23, 2014
STRATOS WEALTH PARTNERS, LTD
April 18, 2008 - August 12, 2010
LPL FINANCIAL LLC
April 18, 2008 - September 17, 2014
LPL FINANCIAL LLC
March 31, 2006 - April 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 31, 2006 - April 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 16, 2004 - April 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - April 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
September 17, 1998 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
April 16, 1998 - April 17, 1998
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2021)
Exams
FINRA
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
CHELSEA FINANCIAL SERVICES
CRD#: 47770Staten Island, NY 10307TRUST BUT VERIFY
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