Gina E. Hyde
Professional summary
Gina Elizabeth Hyde, who also goes by Gina Elizabeth Cavey, is a registered financial professional currently at STIFEL, NICOLAUS & COMPANY, INCORPORATED located in Baltimore, Maryland and KEEFE, BRUYETTE & WOODS, INC. located in Baltimore, Maryland.
Gina is registered as a RR (Registered Representative) and started their career in finance in 2000. Gina has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gina Elizabeth Hyde's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2014 - Present
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Office #1: 1201 Wills Street Suite 600, Baltimore, MD 21231July 22, 2014 - Present
KEEFE, BRUYETTE & WOODS, INC.
Office #1: 1201 Wills Street 600, Baltimore, MD 21231November 9, 2009 - May 30, 2014
JANNEY MONTGOMERY SCOTT LLC
July 1, 2003 - November 13, 2009
WELLS FARGO SECURITIES, LLC
May 30, 2000 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Texas, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
KEEFE, BRUYETTE & WOODS, INC.
CRD#: 481 / SEC#: , 8-10888
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KBW, LLC | LIMITED LIABILITTY CORPORATION | |
| ANDERSON, SCOTT RANDALL | DIRECTOR | 2154345 |
| BERRY, JOSEPH SCOTT | DIRECTOR | 2868513 |
| DAVIS, ERICKSON P | DIRECTOR | 4974063 |
| FISHER, MARK | GENERAL COUNSEL | 4970942 |
| GRANT, ROBERT J | DIRECTOR | 4861012 |
| JOHNSTONE, MARY | CHIEF COMPLIANCE OFFICER | 1170408 |
| KELLEY, MATTHEW | DIRECTOR | 5330646 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| MICHAUD, THOMAS BEAULIEU | CHIEF EXECUTIVE OFFICER, CHAIRMAN AND PRESIDENT | 1672278 |
| SMITH, RICHARD WILLIAM | PRINCIPAL FINANCIAL OFFICER & PRINCIPAL OPERATIONS OFFICER | 1333488 |
| WIRTH, PETER JOHN | DIRECTOR | 1623159 |
Disclosures
| Regulatory Event | 17 |
| Bond | 1 |
Red Flags
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