Ronald A. Leblanc

SAPIENT CAPITAL LLC

INDIANAPOLIS, IN 46280

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CRD#: 2812679

Professional summary

Ronald Andrew Leblanc is a registered financial advisor currently at SAPIENT CAPITAL LLC located in Indianapolis, Indiana.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Ronald has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LakeHouse Management; 1202 Frenzel Parkway, Carmel, IN 46032; Single Building Medical Office; Partner; Building management supervision; 01/02/2020; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related. 2. Rental; 124 N Byran Ave, Bloomington, IN 47408; Rental Property; Owner; 04/07/2020; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. Wine Cellars Limited; 2409 St Andrews Circle, Carmel, IN 46032; Design and sell wine racking for cellars and cooled rooms; Partner; Assist in designing, pricing racking; 01/01/2021; 10 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Notary; 1202 Frenzel Parkway, Carmel, IN 46032; Notary Services; 08/11/2022; 1 Hour per Month, During securities trading hours; Investment-Related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Andrew Leblanc's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2023 - Present

SAPIENT CAPITAL LLC

Office #1: 401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280

RIA

CRD#: 324899

INDIANAPOLIS, IN

Past

March 30, 2021 - March 17, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

RIA

CRD#: 793

INDIANAPOLIS, IN

Past

March 30, 2021 - March 17, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

INDIANAPOLIS, IN

Past

February 1, 2021 - April 9, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

NORTHVILLE, MI

Past

February 1, 2021 - April 9, 2021

LPL FINANCIAL LLC

CRD#: 6413

NORTHVILLE, MI

Past

January 29, 2020 - March 30, 2021

WWK ADVISORS, LLC

RIA

CRD#: 154761

CARMEL, IN

Past

January 27, 2020 - February 22, 2021

WWK INVESTMENTS, INC.

CRD#: 25184

NORTHVILLE, MI

Past

November 26, 2013 - April 17, 2018

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

SAN ANTONIO, TX

Past

December 21, 1999 - April 17, 2018

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

SAN ANTONIO, TX

Past

December 10, 1996 - November 10, 1999

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA

Registered Investment Advisory firm - (2/6/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/3/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/9/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 5/21/2021

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 4/30/2021

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 9/9/2013

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/29/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SAPIENT CAPITAL LLC

CRD#: 324899 / SEC#: 801-127298

RIA

Registered Investment Advisory firm - (2/6/2023 Approved)

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Contact information

Main Address

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280

Mailing Address

Phone number

(317) 719-0157

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAPIENT CAPITAL DISCLOSURE BROCHURE (2/3/2025)

Regulatory assets under management

Total Number of Accounts	5,947
AUM (Assets Under Management)	$ 11,439,805,300

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ronald A. Leblanc

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Andrew Leblanc's CRS (Customer Relationship Summary).

Certified licenses

Experience

STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WWK ADVISORS, LLC

WWK INVESTMENTS, INC.

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SAPIENT CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/3/1997

Series 63

Date: 12/12/1996

SIE

Date: 4/17/2018

Series 7

Date: 12/9/1996

Series 9

Date: 5/21/2021

Series 10

Date: 4/30/2021

Series 24

Date: 9/9/2013

Series 26

Date: 2/29/2000

Current Firm

SAPIENT CAPITAL LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAPIENT CAPITAL LLC

TRUST BUT VERIFY

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