James G. Collard
Professional summary
James Gabriel Collard was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James Gabriel Collard, who also goes by Gabe Collard, James Collard, was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1998. James had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2016 - May 30, 2017
MANAGED ACCOUNT SERVICES, LLC
November 13, 2013 - September 13, 2016
VFINANCE INVESTMENTS, INC
October 17, 2011 - November 14, 2013
FURTHER LANE SECURITIES, L.P.
October 18, 2004 - October 27, 2011
ADVISORS ASSET MANAGEMENT, INC.
June 10, 2002 - October 27, 2011
ADVISORS ASSET MANAGEMENT, INC.
September 24, 1998 - October 24, 2000
DILLON - GAGE SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MANAGED ACCOUNT SERVICES, LLC
CRD#: 133803 / SEC#: , 8-66783
Contact information
Documents
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