Scott L. Hultsman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Layne Hultsman was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1996. Scott had worked at 14 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2021 - March 10, 2023
DAVIDSON FIXED INCOME MANAGEMENT, INC.
January 30, 2019 - April 2, 2025
DAVIDSON INVESTMENT ADVISORS, INC.
October 15, 2018 - April 2, 2025
D.A. DAVIDSON & CO.
October 15, 2018 - April 2, 2025
D.A. DAVIDSON & CO.
February 1, 2018 - May 13, 2022
CONFLUENCE WEALTH MANAGEMENT LLC
October 29, 2014 - March 8, 2018
M HOLDINGS SECURITIES, INC.
October 24, 2014 - December 18, 2017
M HOLDINGS SECURITIES, INC.
November 22, 2013 - August 15, 2014
INTL ADVISORY CONSULTANTS INC.
February 11, 2011 - August 15, 2014
STERNE, AGEE & LEACH, INC.
April 8, 2010 - April 21, 2011
NOLLENBERGER CAPITAL PARTNERS INC.
April 13, 2004 - April 6, 2009
EPLANNING SECURITIES, INC.
January 12, 2001 - April 16, 2004
BRECEK & YOUNG ADVISORS, INC.
June 21, 1999 - December 21, 2000
E*TRADE SECURITIES LLC
March 19, 1998 - May 7, 1999
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
September 26, 1997 - May 20, 1998
UBS FINANCIAL SERVICES INC.
December 19, 1996 - March 10, 1997
PHILLIPS & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
DAVIDSON FIXED INCOME MANAGEMENT, INC.
CRD#: 127844 / SEC#: 801-62264
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 687,341,815 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
