Dante F. Calicchio
Professional summary
Dante Falco Calicchio was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dante is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Dante had worked at 14 firms, which includes FINANCIAL WORLD CORPORATION, LH ROSS & COMPANY INC., NATIONAL SECURITIES CORPORATION, NEWBRIDGE SECURITIES CORPORATION, VIEWTRADE FINANCIAL, FLORIDA DISCOUNT SECURITIES INC., KIRLIN SECURITIES INC., M.S. FARRELL & COMPANY INC., WOLFF INVESTMENT GROUP INCORPORATED, MILLENNIUM SECURITIES CORP., LLOYD SCOTT & VALENTI LTD., MASON HILL & CO. INC., ROYAL HUTTON SECURITIES CORP., THE AGEAN GROUP INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2004 - July 12, 2004
FINANCIAL WORLD CORPORATION
July 3, 2003 - March 19, 2004
LH ROSS & COMPANY, INC.
April 4, 2003 - June 30, 2003
NATIONAL SECURITIES CORPORATION
March 6, 2003 - March 14, 2003
NEWBRIDGE SECURITIES CORPORATION
October 28, 2002 - December 18, 2002
VIEWTRADE FINANCIAL
September 10, 2002 - October 17, 2002
LH ROSS & COMPANY, INC.
January 14, 2002 - October 1, 2002
FLORIDA DISCOUNT SECURITIES, INC.
September 1, 2001 - February 5, 2002
KIRLIN SECURITIES INC.
July 18, 2001 - September 1, 2001
M.S. FARRELL & COMPANY, INC.
March 21, 2001 - August 16, 2001
WOLFF INVESTMENT GROUP INCORPORATED
January 17, 2001 - March 13, 2001
MILLENNIUM SECURITIES CORP.
July 27, 2000 - April 17, 2001
LLOYD, SCOTT & VALENTI, LTD.
March 22, 2000 - June 29, 2000
MASON HILL & CO., INC.
November 8, 1999 - March 22, 2000
ROYAL HUTTON SECURITIES CORP.
October 29, 1999 - November 2, 1999
THE AGEAN GROUP, INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 10/28/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
FINANCIAL WORLD CORPORATION
CRD#: 41377 / SEC#: , 8-49397
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERVERT, BRADLEY ALLAN | CHIEF EXECTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 2563245 |
| HANSON, SHERRY CONSTANCE | COMMON SHAREHOLDER | |
| THE HEDGE FUND, LLC | COMMON SHAREHOLDER | |
| BAHM, DARIN KEITH | COMMON SHAREHOLDER | 2850903 |
| BELL, WILLIAM KENNETH JR | REGISTERED REPRESENTATIVE | |
| BLUNT, MICHAEL EUGENE | BRANCH MANAGER | 2778238 |
| ORENSTEIN, HEYWOOD SETH | PRESIDENT | 2755281 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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