Timothy A. Regan
PRAIRIEVIEW WEALTH & TAX ADVISORS
FRANKFORT, IL 60423
Some features on this profile are disabled
CRD#: 2812034
Professional summary
Timothy Allen Regan, CFP®, ChFC®, who also goes by Tim Regan, is a registered financial advisor currently at PRAIRIEVIEW WEALTH & TAX ADVISORS located in Frankfort, Illinois.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Timothy has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Retirement Income Management
Estate Planning
Education Planning
Long-term Care
Investment Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Tim Regan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Fixed Insurance Business; Investment Related; 28 W. Nebraska St., Frankfort, IL 60423; Fixed Traditional Insurance; Agent; Start Date: 07/2020; 40 hours devoted monthly; 40 hours devoted during trading hours; Sales of Fixed / Traditional Insurance. 2.) Chairman of the Grace Christian Academy School Board; Not Investment Related; 4106 W 28th St, Chicago, IL 60623; Volunteer; Chaiman; Start Date: 9/2009; 10 hours devoted monthly; 5 hours devoted during trading hours; Lead the board in setting policy and direction for the school and overall oversight of its operations. 3.) T. Regan Holdings, LLC; Not Investment Related; 28 W. Nebraska St., Frankfort, IL 60423; LLC; Managing Member; Start Date: 11/2009; 1 hour devoted monthly; 0 hours devoted during trading hours; Financial oversight. 4.) Harasmit, LLC; Investment Related; 10423 Penny Ct S, Frankfort, IL 60423; LLC; Managing Member; Start Date: 12/2023; 1 hour devoted monthly; 0 hours devoted during trading hours; Evaluate and make investment decisions. 5.) Focus Forward, LLC; Investment Related; 1825 158th Ln NV, Andover, MN 55304; LLC; CEO; Start Date: 09/2001; 80 hours devoted monthly; 40 hours devoted monthly during trading hours; Oversee strategy and execution of the firm.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Allen Regan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
October 16, 2023 - Present
PRAIRIEVIEW WEALTH & TAX ADVISORS
Office #1: 28 W Nebraska St, Frankfort, IL 60423RIA
CRD#: 327974
FRANKFORT, IL
Past
August 5, 2020 - November 9, 2023
THRIVENT ADVISOR NETWORK, LLC
RIA
CRD#: 304569
Orland Park, IL
Past
July 30, 2020 - November 10, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Orland Park, IL
Past
August 7, 2002 - July 29, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
ORLAND PARK, IL
Past
November 11, 1996 - July 29, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
ORLAND PARK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PRAIRIEVIEW WEALTH & TAX ADVISORS
LANEY WEALTH PARTNERS | PRAIRIEVIEW WEALTH PARTNERS, LLC | PRAIRIEVIEW WEALTH & TAX ADVISORS | LANEY WEALTH PARTNERS, LLC
CRD#: 327974 / SEC#: 801-128680
RIA
Registered Investment Advisory firm - (9/29/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(10/16/2023)
IAR
Texas(2/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PRAIRIEVIEW WEALTH & TAX ADVISORS
LANEY WEALTH PARTNERS | PRAIRIEVIEW WEALTH PARTNERS, LLC | PRAIRIEVIEW WEALTH & TAX ADVISORS | LANEY WEALTH PARTNERS, LLC
CRD#: 327974 / SEC#: 801-128680
RIA
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Contact information
Main Address
28 W Nebraska St, Frankfort, IL 60423
Mailing Address
Phone number
(708) 326-4750
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 778 |
| AUM (Assets Under Management) | $ 163,727,198 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
