FT
Fredrick J. Troendle
FOCUS FINANCIAL
ST. CHARLES, MN 55972
Some features on this profile are disabled
CRD#: 2811870
FT
Professional summary
Fredrick John Troendle, CFP®, who also goes by Fredrick J Troendle, is a registered financial advisor currently at FOCUS FINANCIAL located in St. Charles, Minnesota and OSAIC WEALTH, INC. located in St. Charles, Minnesota.
Fredrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Fredrick has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Insurance Planning
Retirement Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Fredrick J Troendle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TROENDLE PROPERTIES LLC: RENTAL PROPERTY ; CHARLES, MN 55972; OCTOBER 2010, INCOME LESS THAN $10,000 ZERO HOURS SPENT DURING TRADING HOURS 2) FOCUS FINANCIAL NETWORK, INC.; INVESTMENT-RELATED; 949 WHITEWATER AVE. ST. CHARLES, MN 55972; INVESTMENT ADVISORY FIRM; INVESTMENT ADVISOR REPRESENTATIVE; FINANCIAL ADVISOR; 01/2015; 50% OF TIME; 100% DURING TRADING HOURS. 3) FOCUS FINANCIAL NETWORK INC.; NOT INVESTMENT-RELATED; 949 WHITEWATER AVE. ST. CHARLES, MN 55972; INSURANCE AGENCY; SALE AND SERVICE OF FIXED INSURANCE PRODUCTS; INSURANCE AGENT; 01/2015; 15% OF TIME; 100% DURING TRADING HOURS. 4) TRUSTEE OF ESTATE FOR THE BENEFIT OF TWO SISTERS POSITION: Trustee NATURE: Trustee for my mothers estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/07/2007 ADDRESS: 26589 Park Road, St. Charles MN 55972, United States DESCRIPTION: My mom left about $250,000 in trust for each of two sisters. They are not able to manage their own finances. The trust directs me to invest the money for their benefit with a stream of income to be paid out to them at their retirement time. 5) FRED TROENDLE AND ASSOCIATES POSITION: CFP NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 12/15/2020 ADDRESS: 949 Whitewater Avenue, Suite 1, St. Charles MN 55972, United States DESCRIPTION: I serve as a co-financial power of attorney for my father and mother-in-law. At this time I am simply reviewing bank statements, credit card bills, and check registers. Neither myself or my brother-in-law have needed to write checks for my mother or father-in-law. 6) TRINITY LUTHERAN CHURCH POSITION: Treasurer NATURE: It is a Lutheran Church. I will serve as Treasurer (completing reports only) for one year and I will not be a signer on the checkbook, I will not write checks, I will not make deposits, and I will not handle any money. I will create excel spreadsheet reports for council and serve on the church leadership team. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2025 ADDRESS: PO Box 725, St. Charles MN 55972, United States DESCRIPTION: I will complete monthly excel spreadsheet reports to council and serve on the leadership team attending monthly council meetings. We have a young (5 year old) mission church and no one else has excel spreadsheet skills. I will train someone and leave council in one year. Our current Treasurer (whose husband is ill) will continue to make deposits and write all checks. Our church policy is that two people sign checks and that will continue to be our council secretary and our current Treasurer (who needs to spend more time with her husband who is ill.) Our current Treasurer cannot take time from her husband to complete spreadsheets and attend church council meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Fredrick John Troendle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
January 14, 2015 - Present
FOCUS FINANCIAL
Office #1: 949 Whitewater Avenue Ste. 1, St. Charles, MN 55972RIA
CRD#: 116140
ST. CHARLES, MN
Current
January 8, 2015 - Present
OSAIC WEALTH, INC.
Office #1: 949 Whitewater Avenue Ste. 1, St. Charles, MN 55972RIA
BD
CRD#: 23131
ST. CHARLES, MN
Past
November 22, 2013 - January 14, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ST. CHARLES, MN
Past
November 26, 1996 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 26, 1996 - January 14, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ST. CHARLES, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FOCUS FINANCIAL
AFC FINANCIAL ADVISORY GROUP | MOSER & HEIER FINANCIAL SOLUTIONS | MERTZ WEALTH STRATEGIES | KMF ADVISORS | FOCUS FINANCIAL NETWORK, INC. | FOCUS FINANCIAL | FDI INCORPORATED/FINANCIAL DESIGNS | BROOKLANDS
CRD#: 116140 / SEC#: 801-71117
RIA
Registered Investment Advisory firm - (3/2/2010 Approved)Arizona
Registered Investment Advisory firm - (3/5/2010 Terminated)California
Registered Investment Advisory firm - (3/8/2010 Terminated)Colorado
Registered Investment Advisory firm - (3/12/2010 Terminated)Florida
Registered Investment Advisory firm - (3/5/2010 Terminated)Georgia
Registered Investment Advisory firm - (3/5/2010 Terminated)Illinois
Registered Investment Advisory firm - (3/2/2010 Terminated)Indiana
Registered Investment Advisory firm - (3/9/2010 Terminated)Iowa
Registered Investment Advisory firm - (3/5/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (3/24/2010 Terminated)Minnesota
Registered Investment Advisory firm - (3/8/2010 Terminated)Missouri
Registered Investment Advisory firm - (3/5/2010 Terminated)Nebraska
Registered Investment Advisory firm - (3/12/2010 Terminated)New Jersey
Registered Investment Advisory firm - (3/5/2010 Terminated)New York
Registered Investment Advisory firm - (3/5/2010 Terminated)North Carolina
Registered Investment Advisory firm - (3/5/2010 Terminated)North Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Ohio
Registered Investment Advisory firm - (3/5/2010 Terminated)Oregon
Registered Investment Advisory firm - (3/5/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/31/2010 Terminated)South Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Texas
Registered Investment Advisory firm - (3/5/2010 Terminated)Washington
Registered Investment Advisory firm - (3/5/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (3/5/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/8/2015)
RR
California(1/8/2015)
RR
Colorado(1/8/2015)
RR
Florida(1/8/2015)
RR
Illinois(1/8/2015)
RR
Iowa(2/12/2024)
RR
Kansas(10/16/2020)
RR
Maryland(8/10/2020)
RR
Minnesota(1/8/2015)
IAR
Minnesota(1/14/2015)
RR
Missouri(1/8/2015)
RR
New Jersey(5/14/2018)
RR
North Carolina(1/23/2018)
RR
Washington(1/8/2015)
RR
Wisconsin(1/8/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FOCUS FINANCIAL
AFC FINANCIAL ADVISORY GROUP | MOSER & HEIER FINANCIAL SOLUTIONS | MERTZ WEALTH STRATEGIES | KMF ADVISORS | FOCUS FINANCIAL NETWORK, INC. | FOCUS FINANCIAL | FDI INCORPORATED/FINANCIAL DESIGNS | BROOKLANDS
CRD#: 116140 / SEC#: 801-71117
RIA
Registered Investment Advisory firm - (3/2/2010 Approved)Arizona
Registered Investment Advisory firm - (3/5/2010 Terminated)California
Registered Investment Advisory firm - (3/8/2010 Terminated)Colorado
Registered Investment Advisory firm - (3/12/2010 Terminated)Florida
Registered Investment Advisory firm - (3/5/2010 Terminated)Georgia
Registered Investment Advisory firm - (3/5/2010 Terminated)Illinois
Registered Investment Advisory firm - (3/2/2010 Terminated)Indiana
Registered Investment Advisory firm - (3/9/2010 Terminated)Iowa
Registered Investment Advisory firm - (3/5/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (3/24/2010 Terminated)Minnesota
Registered Investment Advisory firm - (3/8/2010 Terminated)Missouri
Registered Investment Advisory firm - (3/5/2010 Terminated)Nebraska
Registered Investment Advisory firm - (3/12/2010 Terminated)New Jersey
Registered Investment Advisory firm - (3/5/2010 Terminated)New York
Registered Investment Advisory firm - (3/5/2010 Terminated)North Carolina
Registered Investment Advisory firm - (3/5/2010 Terminated)North Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Ohio
Registered Investment Advisory firm - (3/5/2010 Terminated)Oregon
Registered Investment Advisory firm - (3/5/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/31/2010 Terminated)South Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Texas
Registered Investment Advisory firm - (3/5/2010 Terminated)Washington
Registered Investment Advisory firm - (3/5/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (3/5/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413
Mailing Address
Phone number
(651) 631-8166
Established
Firm type
Fiscal year end
# of Employees
172
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 26,057 |
| AUM (Assets Under Management) | $ 6,262,663,508 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/16/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
