Jan D. Wald
Professional summary
Jan David Wald, who also goes by Jan Wald, is a registered financial professional currently at ALIRA HEALTH TRANSACTION SERVICES, LLC located in New York, New York.
Jan is registered as a RR (Registered Representative) and started their career in finance in 1998. Jan has worked at 9 firms and has passed the Series 63, Series 65, Series 79TO, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jan David Wald's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 2, 2023 - Present
ALIRA HEALTH TRANSACTION SERVICES, LLC
Office #1: 250 Park Avenue Floor 7, New York, NY 10177November 9, 2018 - May 17, 2023
SILVERWOOD PARTNERS
July 9, 2013 - January 24, 2017
THE BENCHMARK COMPANY, LLC
March 8, 2011 - April 13, 2012
MORGAN KEEGAN & COMPANY, LLC
April 15, 2009 - March 28, 2011
NOBLE CAPITAL MARKETS, INC.
July 25, 2007 - March 23, 2009
STANFORD GROUP COMPANY
January 18, 2001 - March 30, 2007
A. G. EDWARDS & SONS, INC.
August 2, 1999 - October 17, 2000
GEORGE K. BAUM & COMPANY
June 12, 1998 - July 30, 1999
MILLER JOHNSON STEICHEN KINNARD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2023)
Exams
Series 79TO
Date: 12/11/2018
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ALIRA HEALTH TRANSACTION SERVICES, LLC
CRD#: 140203 / SEC#: , 8-67294
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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