John F. O'dea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis O'dea, who also goes by John Odea, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2008 - June 12, 2014
EASTGATE SECURITIES, LLC
October 26, 2006 - August 6, 2008
BUCKMAN, BUCKMAN & REID, INC.
September 22, 2004 - May 25, 2006
LACONIA CAPITAL CORPORATION
April 1, 2002 - May 17, 2004
KELLOGG CAPITAL MARKETS, LLC
October 1, 2000 - November 3, 2000
PHOENIX PARTNERS, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EASTGATE SECURITIES, LLC
CRD#: 146671 / SEC#: , 8-67837
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
