G M. Bales
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
G Marvin Bales, CFP®, who also goes by G Marvin Bales Jr, Grady Marvin Bales Jr., was a registered financial professional .
G is a previously registered financial professional and started their career in finance in 2000. G had worked at 4 firms and has passed the Series 66, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1995
Experience
November 1, 2016 - December 31, 2023
CPA FINANCIAL PLANNING, LLC
May 23, 2007 - December 31, 2007
BALES & COMPANY
January 22, 2001 - September 24, 2004
1ST GLOBAL ADVISORS INC
September 12, 2000 - September 24, 2004
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CPA FINANCIAL PLANNING, LLC
CRD#: 171076 / SEC#:
Contact information
Red Flags
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