Michael T. Snedeker
Professional summary
Michael Terrence Snedeker was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Michael had worked at 7 firms, which includes INVESTORS CAPITAL CORP., BANC OF AMERICA INVESTMENT SERVICES INC., QUICK & REILLY INC., FIS SECURITIES INC., NYLIFE SECURITIES LLC, JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2006 - July 13, 2015
INVESTORS CAPITAL CORP.
February 24, 2006 - July 13, 2015
INVESTORS CAPITAL CORP.
October 20, 2004 - February 22, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - February 22, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
September 7, 2004 - October 20, 2004
QUICK & REILLY, INC.
February 27, 2002 - October 20, 2004
QUICK & REILLY, INC.
February 29, 2000 - May 29, 2000
FIS SECURITIES, INC.
May 1, 1997 - February 29, 2000
NYLIFE SECURITIES LLC
November 20, 1996 - April 25, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 20, 1996 - April 25, 1997
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
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