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Tiffany Anne Orsini

CRD# 2811435·Registered 1996 - 2014
Previously Registered: Being a previously registered professional could mean that Tiffany is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tiffany Anne Orsini, who also goes by Tiffany A Orsini, was a registered financial advisor. Tiffany was a previously registered financial professional and started their career in finance 1996 - 2014. Tiffany had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tiffany A Orsini

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

MILLER TABAK + CO., LLC·CRD# 47293
BD
New York, NY
August 25, 2009 - October 1, 2014
CANACCORD GENUITY SECURITIES LLC·CRD# 24790
BD
New York, NY
August 10, 2007 - February 11, 2008
COLLINS STEWART INC.·CRD# 47414
BD
New York, NY
January 4, 2007 - August 10, 2007
DASH FINANCIAL TECHNOLOGIES LLC·CRD# 104031
BD
New York, NY
December 6, 2006 - January 3, 2007
SRT SECURITIES LLC·CRD# 33725
BD
New York, NY
February 28, 2005 - November 21, 2006
LAZARD FRERES & CO. LLC·CRD# 2528
BD
New York, NY
December 20, 2000 - April 5, 2002
FINANCIAL SQUARE PARTNERS·CRD# 1541
BD
New York, NY
December 24, 1996 - March 12, 1997

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Current Firm

MT
MILLER TABAK + CO., LLC

MILLER TABAK + CO., LLC | MILLER TABAK HIRSCH & CO., LLC

CRD#: 47293 / SEC#: 8-51750
BD
Terminated by SEC on 12/23/2014

Contact Information

Established

New York since 09/02/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
JEFFCO MANAGEMENT, LLCMANAGING MEMBER—
MTH HOLDINGS INC.MEMBER—
LEVINE, CHARLES ROYCHIEF FINANCIAL OFFICER1831392
MILLER, JEFFREY DAVIDCO-CEO & INTERIM BD CCO334997
TABAK, JEFFREY STEVEN MR.CO-CEO & INTERIM RIA CCO856416

Disclosures

Regulatory Event

13

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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