Tiffany A. Orsini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tiffany Anne Orsini, who also goes by Tiffany A Orsini, was a registered financial professional .
Tiffany is a previously registered financial professional and started their career in finance in 1996. Tiffany had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2009 - October 1, 2014
MILLER TABAK + CO., LLC
August 10, 2007 - February 11, 2008
CANACCORD GENUITY SECURITIES LLC
January 4, 2007 - August 10, 2007
COLLINS STEWART INC.
December 6, 2006 - January 3, 2007
DASH FINANCIAL TECHNOLOGIES LLC
February 28, 2005 - November 21, 2006
SRT SECURITIES LLC
December 20, 2000 - April 5, 2002
LAZARD FRERES & CO. LLC
December 24, 1996 - March 12, 1997
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
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Exams
Current Firm
MILLER TABAK + CO., LLC
CRD#: 47293 / SEC#: , 8-51750
Contact information
Disclosures
| Regulatory Event | 13 |
Red Flags
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