MS
Marc L. Scudillo
PROSPERITY - AN EISNERAMPER COMPANY
ISELIN, NJ 08830
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CRD#: 2811290
MS
Professional summary
Marc L Scudillo, CFP®, who also goes by Marc L Scudillo, is a registered financial advisor currently at PROSPERITY - AN EISNERAMPER COMPANY located in Iselin, New Jersey and DAI SECURITIES, LLC located in Iselin, New Jersey.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Marc has worked at 9 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marc L Scudillo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS; ISELIN, NJ; RIA; PLANNING & INVESTMENT MANAGEMENT COMPANY; LLC; START DATE: 11/1/2001; OFFICER; 98% TIME SPENT; DUTIES: PERSONAL & CORPORATE WEALTH PLANNING. 2-Smart Data Fusion, LLC; Wayne, NJ; Service Description: Software Technology Company; Org. type: LLC; Start date: 03/13/2014; Title: Chief Financial Officer; Duties: Books and record keeper; Time spent: 0. 3-ShelfScreen, LLC; Wayne, NJ; Service Description: Software Technology Company; Start date: 09/17/2012; Title: Chief Financial Officer; Duties: Maintaining books and records; Time spent: 0. 4. Scudillo & Co; Bonita Springs, FL; non-investment related; Service description: Entity for Brokerage; Duties: N/A; Title: Owner; Time spent: 0. 5. Advocacy LLC; non-investment related; Iselin, NJ; Business type: fixed insurance; Service: Solicitor of Life, Health, Disability, Long Term Care insurance products; Start date: 5/1/18; Title: Solicitor; Duties: Introduction for insurance product needs. 6. SAAS Realty, LLC, Investment related: Bonita Springs, Florida, 34134, Rental Real Estate, Officer, 09/01/2022, 0, none 7. EAG Wealth Management Strategies LLC & Eisner Advisory Group, LLC; Non-Investment-Related; Accounting Firm; Executive Vice President and Shareholder; CPA; Start Date: 3/2021; 0.5Hours/Month 8. Independent Insurance Agent; Investment-Related; 111 Wood Avenue South, Suite 110, Iselin, NJ 08830; Sale of Insurance Products; Start Date: 01/2004; 5 Hours/Month
CRS (Client Relationship Summary) - RIA
Click below to view Marc L Scudillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
February 20, 2024 - Present
PROSPERITY - AN EISNERAMPER COMPANY
Office #1: 111 Wood Avenue South Suite 110, Iselin, NJ 08830Office #2: 13099 S. Cleveland Avenue Suite 200, Fort Meyers, FL 33907RIA
CRD#: 133777
ISELIN, NJ
Current
May 1, 2023 - Present
DAI SECURITIES, LLC
Office #1: 111 Wood Avenue South Suite 110, Iselin, NJ 08830Office #2: 13099 S Cleveland Ave Suite 200, Fort Myers, FL 33907BD
CRD#: 36673
Iselin, NJ
Past
August 16, 2010 - May 1, 2023
APW CAPITAL, INC.
BD
CRD#: 43814
ISELIN, NJ
Past
April 9, 2008 - March 26, 2024
EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC
RIA
CRD#: 121863
ISELIN, NJ
Past
November 28, 2005 - February 14, 2006
EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC
RIA
CRD#: 121863
BRIDGEWATER, NJ
Past
July 31, 2002 - April 18, 2008
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
BRIDGEWATER, NJ
Past
August 31, 2001 - August 16, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
BRIDGEWATER, NJ
Past
January 22, 1999 - September 21, 2001
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Past
February 25, 1997 - January 26, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
October 22, 1996 - February 24, 1997
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/1/2023)
RR
Connecticut(5/1/2023)
RR
Delaware(10/6/2023)
RR
Florida(5/10/2023)
IAR
Florida(3/1/2024)
RR
Illinois(1/23/2024)
RR
Maine(6/14/2023)
RR
Maryland(5/1/2023)
RR
Massachusetts(5/1/2023)
RR
New Jersey(5/10/2023)
IAR
New Jersey(2/20/2024)
RR
New York(5/1/2023)
RR
North Carolina(5/17/2023)
RR
Pennsylvania(5/15/2023)
RR
Texas(5/1/2023)
RR
Virginia(5/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 5/1/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
P-
PROSPERITY - AN EISNERAMPER COMPANY
PROSPERITY - AN EISNERAMPER COMPANY | THE PROSPERITY CONSULTING GROUP, LLC | PROSPERITY, AN EISNERAMPER COMPANY
CRD#: 133777 / SEC#: 801-96321
RIA
Registered Investment Advisory firm - (5/18/2015 Approved)Florida
Registered Investment Advisory firm - (5/20/2015 Terminated)Maryland
Registered Investment Advisory firm - (5/19/2015 Terminated)Virginia
Registered Investment Advisory firm - (5/20/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117
Mailing Address
Phone number
(410) 363-7211
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,557 |
| AUM (Assets Under Management) | $ 3,195,898,263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
