Vincenzo M. Dilullo

FORESIDE FUND SERVICES

Milwaukee, WI 53204

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CRD#: 2811000

Professional summary

Vincenzo Michael Dilullo, who also goes by VIncenzo Michael Dilullo, Vince Dilullo, Vincent Dilullo, Vincenzo Dilullo, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Milwaukee, Wisconsin.

Vincenzo is registered as a RR (Registered Representative) and started their career in finance in 2000. Vincenzo has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Vincenzo Michael Dilullo | Vince Dilullo | Vincent Dilullo | Vincenzo Dilullo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincenzo Michael Dilullo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 234 West Florida Street Suite 203, Milwaukee, WI 53204

CRD#: 46106

Milwaukee, WI

Past

April 28, 2024 - November 25, 2024

OHANAE SECURITIES LLC

CRD#: 304656

NEW YORK, NY

Past

July 22, 2021 - July 7, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Fairfield, CT

Past

November 21, 2017 - June 22, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STAMFORD, CT

Past

November 1, 2017 - June 22, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STAMFORD, CT

Past

March 27, 2012 - May 25, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

September 30, 2004 - May 25, 2016

UBS SECURITIES LLC

CRD#: 7654

STAMFORD, CT

Past

February 23, 2000 - October 1, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/10/2025)

Alaska
(1/10/2025)

Arizona
(1/10/2025)

Arkansas
(1/10/2025)

California
(1/10/2025)

Colorado
(1/10/2025)

Connecticut
(1/10/2025)

Delaware
(1/10/2025)

District of Columbia
(1/10/2025)

Florida
(1/10/2025)

Georgia
(1/10/2025)

Hawaii
(1/10/2025)

Idaho
(1/10/2025)

Illinois
(1/10/2025)

Indiana
(1/10/2025)

Iowa
(1/10/2025)

Kansas
(1/10/2025)

Kentucky
(1/10/2025)

Louisiana
(1/10/2025)

Maine
(1/10/2025)

Maryland
(1/10/2025)

Massachusetts
(1/10/2025)

Michigan
(1/10/2025)

Minnesota
(1/10/2025)

Mississippi
(1/10/2025)

Missouri
(1/10/2025)

Montana
(1/13/2025)

Nebraska
(1/10/2025)

Nevada
(1/10/2025)

New Hampshire
(1/10/2025)

New Jersey
(1/10/2025)

New Mexico
(1/10/2025)

New York
(1/10/2025)

North Carolina
(1/10/2025)

North Dakota
(1/10/2025)

Ohio
(1/13/2025)

Oklahoma
(1/10/2025)

Oregon
(1/10/2025)

Pennsylvania
(1/10/2025)

Puerto Rico
(1/10/2025)

Rhode Island
(1/10/2025)

South Carolina
(1/10/2025)

South Dakota
(1/10/2025)

Tennessee
(1/10/2025)

Texas
(1/10/2025)

Utah
(1/10/2025)

Vermont
(1/10/2025)

Virgin Islands
(1/10/2025)

Virginia
(1/10/2025)

Washington
(1/10/2025)

West Virginia
(1/10/2025)

Wisconsin
(1/10/2025)

Wyoming
(1/10/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/22/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/18/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Vincenzo M. Dilullo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincenzo Michael Dilullo's CRS (Customer Relationship Summary).

Certified licenses

Experience

OHANAE SECURITIES LLC

FORESIDE FUND SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS SECURITIES LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2017

Series 63

Date: 3/28/2000

SIE

Date: 10/1/2018

Series 7

Date: 2/22/2000

Series 24

Date: 10/18/2021

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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