Jonathan Silverman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Silverman, who also goes by Jon Silverman, Jonathan Robert Silverman, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1997. Jonathan had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 25 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2021 - October 18, 2022
UMERGENCE LLC
March 8, 2021 - July 13, 2021
HOLD BROTHERS CAPITAL LLC
December 11, 2018 - January 13, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 5, 2018 - January 13, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 27, 2016 - December 4, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 25, 2016 - December 4, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 11, 2013 - August 30, 2013
GROVE POINT INVESTMENTS, LLC
February 3, 2010 - October 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 5, 2003 - November 1, 2004
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
December 5, 2000 - December 9, 2002
APEX CLEARING CORPORATION
June 22, 2000 - December 6, 2000
CANTOR FITZGERALD & CO.
June 16, 1998 - June 22, 2000
APEX CLEARING CORPORATION
February 10, 1998 - June 10, 1998
ABN AMRO SECURITIES LLC
January 31, 1997 - December 10, 1997
FLEET SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 25
Date: 3/2/2004
NYSE Trading Assistant ExaminationSeries 55
Date: 8/27/1998
Limited Representative-Equity Trader ExamCurrent Firm
UMERGENCE LLC
CRD#: 284368 / SEC#: , 8-69801
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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