Daniel D. Thomason

LIFESTYLE ASSET MANAGEMENT

Friendswood, TX 77546

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CRD#: 2810920

Professional summary

Daniel David Thomason, ChFC®, who also goes by Daniel D Thomason, is a registered financial advisor currently at LIFESTYLE ASSET MANAGEMENT, INC. located in Friendswood, Texas and CETERA ADVISORS LLC located in Friendswood, Texas.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel D Thomason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)Insurance; Independent Contractor; Insurance (Fixed/Life/Health/P&C); start date 09/01/2016; 12 hours per month. 2.)First Allied and Lifestyle Financial Advisors; Investment Related; perform advisory functions and spend 95% of business time with these entities. 3.) Lifestyle Asset Management Inc.; IAR; Registered Investment Advisor; Start Date: 07/30/2018; 80 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel David Thomason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

October 24, 2017 - Present

LIFESTYLE ASSET MANAGEMENT, INC.

Office #1: 211 West Edgewood Suite 300, Friendswood, TX 77546

RIA

CRD#: 157450

Friendswood, TX

Current

September 8, 2022 - Present

CETERA ADVISORS LLC

Office #1: 211 West Edgewood Drive Suite 100, Friendswood, TX 77546Office #2: 102 W Pasadena Blvd, Deer Park, TX 77536

CRD#: 10299

Friendswood, TX

Past

November 12, 2020 - November 17, 2022

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

FRIENDSWOOD, TX

Past

August 8, 2016 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

FRIENDSWOOD, TX

Past

July 25, 2016 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

Texas CIty, TX

Past

October 2, 2006 - August 1, 2016

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

FRIENDSWOOD, TX

Past

August 30, 2005 - August 1, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

FRIENDSWOOD, TX

Past

October 15, 2001 - August 16, 2005

OSAIC FS, INC.

RIA

CRD#: 3870

GALVESTON, TX

Past

October 15, 2001 - August 16, 2005

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

December 5, 1996 - October 18, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFESTYLE ASSET MANAGEMENT, INC.

CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS

CRD#: 157450 / SEC#: 801-116746

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

Texas

Registered Investment Advisory firm - (6/12/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(10/24/2017)

Texas
(9/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/4/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LIFESTYLE ASSET MANAGEMENT, INC.

CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS

CRD#: 157450 / SEC#: 801-116746

RIA

Registered Investment Advisory firm - (6/7/2019 Approved)

Texas

Registered Investment Advisory firm - (6/12/2019 Terminated)

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Contact information

Main Address

211 West Edgewood Suite 300, Friendswood, TX 77546

Mailing Address

Phone number

(281) 612-2035

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIFESTYLE ASSET MANAGEMENT, INC. ADV BROCHURE (5/7/2025)

Regulatory assets under management

Total Number of Accounts	1,294
AUM (Assets Under Management)	$ 399,218,297

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel D. Thomason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel David Thomason's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

OSAIC FS, INC.

OSAIC FS, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

LIFESTYLE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2006

Series 63

Date: 11/20/1996

SIE

Date: 10/1/2018

Series 7

Date: 11/20/2017

Series 6

Date: 12/4/1996

FINRA

Current Firm

LIFESTYLE ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIFESTYLE ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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