Maryann (. Hall

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CRD#: 2810867

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maryann (nmn) Hall, who also goes by Mary Ann Hall, Maryann Hall Miss, Mary Ann Stelzer, Maryann Stelzer, was a registered financial professional .

Maryann is a previously registered financial professional and started their career in finance in 1997. Maryann had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mary Ann Hall | Maryann Hall Miss | Mary Ann Stelzer | Maryann Stelzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 10/02/2007 - I HAVE A FEW SMALL DI AND TERM LIFE POLICIES WITH MASSMUTUAL. THESE ARE LEFT FROM THE TIME I WAS A CAREER AGENT WITH MASSMUTUAL., NON-VARIABLE INSURANCE. 2. 07/16/08 - DBA ONLY: HALL FINANCIAL.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 21, 2011 - September 5, 2023

LIFETIME WEALTH MANAGEMENT P.C.

RIA

CRD#: 145492

ROCKWALL, TX

Past

June 28, 2006 - October 21, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCKWALL, TX

Past

April 15, 2005 - October 21, 2011

LPL FINANCIAL LLC

CRD#: 6413

ROCKWALL, TX

Past

September 16, 2004 - March 8, 2005

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

April 1, 2003 - August 4, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

April 26, 2002 - April 2, 2003

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

February 14, 1997 - April 25, 2002

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

January 17, 1997 - February 3, 1997

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIFETIME WEALTH MANAGEMENT P.C.

EFG FUNDS | LIFETIME WEALTH MANAGEMENT P.C.

CRD#: 145492 / SEC#: 801-113213

RIA

Registered Investment Advisory firm - (5/15/2018 Approved)

Texas

Registered Investment Advisory firm - (5/17/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/7/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/3/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/16/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LIFETIME WEALTH MANAGEMENT P.C.

EFG FUNDS | LIFETIME WEALTH MANAGEMENT P.C.

CRD#: 145492 / SEC#: 801-113213

RIA

Registered Investment Advisory firm - (5/15/2018 Approved)

Texas

Registered Investment Advisory firm - (5/17/2018 Terminated)

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Contact information

Main Address

560 E. Interstate Hwy 30, Ste 110, Rockwall, TX 75087

Mailing Address

3021 Ridge Road, #a284, Rockwall, TX 75032

Phone number

(972) 771-0650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE- AUG 2025 (9/17/2025)

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 179,539,148

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Maryann (. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FSC SECURITIES CORPORATION

LPL FINANCIAL LLC

CETERA INVESTMENT SERVICES LLC

MML INVESTORS SERVICES, LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

LIFETIME WEALTH MANAGEMENT P.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2006

Series 63

Date: 1/7/1997

Series 7

Date: 12/3/2003

Series 6

Date: 1/16/1997

Current Firm

LIFETIME WEALTH MANAGEMENT P.C.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIFETIME WEALTH MANAGEMENT P.C.

TRUST BUT VERIFY

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