Van B. Bottomly
Professional summary
Van Bryan Bottomly was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Van is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Van had worked at 1 firm, which includes INTERVEST INTERNATIONAL EQUITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2001 - June 27, 2001
INTERVEST INTERNATIONAL EQUITIES CORPORATION
January 28, 1997 - March 15, 2001
INTERVEST INTERNATIONAL EQUITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
INTERVEST INTERNATIONAL EQUITIES CORPORATION
CRD#: 20289 / SEC#: , 8-38156
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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