Jimmy L. Spell

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CRD#: 2810771

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jimmy Lee Spell was a registered financial professional .

Jimmy is a previously registered financial professional and started their career in finance in 1996. Jimmy had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) US TAX AND FINANCIAL CONSULTATION - OWNER - TAX PREPARATION, TAX ADVISOR/PREPARATION. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. FINANCIAL INTEREST $50,000. ESTABLISHED 11/2014. 2) SPELLBINDER LLC. RENTAL MANAGEMENT. OWNER.OVERSEE PROPERTY RENTAL. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. FINANCIAL INTEREST $50,000. ESTABLISHED 03/2012. 3) SBABI LLC, NOT OWNED BUT WILL BE RECEIVING INCOME FROM TAX COLLECTION. TAX CONSULTANT. LLC OWNED BY A SEPARATE PARTY. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. NO FINANCIAL INTEREST. ESTABLISHED 01/2019. 4) REAL ESTATE RENTAL. OWNER OF RENTAL PROPERTY LOCATED AT 1706 WAKEFIELD DR. ST PETERS, MO 63376. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. ESTABLISHED FINANCIAL INTEREST IN 2009 OF $100,000. ESTABLISHED 11/2018. 5) SALE OF LIFE INSURANCE, FIXED EQUITY INDEXED PRODUCTS. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. FINANCIAL INTEREST $100O. ESTABLISHED 1994. 6) GREAT GUIDANCE LLC. TRUST RELATED SERVICES. OWNER/AGENT - MEMBER/MANAGER OF LLC TRUSTEE FOR OWN FAMILY TRUST. TIME DEVOTED 1-20%. ANNUAL INCOME 1-20%. NO FINANCIAL INTEREST. DATE ESTABLISHED 5/22/2023.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2019 - December 26, 2023

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

VINCENZA,

Past

January 2, 2019 - December 26, 2023

THE INVESTMENT CENTER, INC.

CRD#: 17839

VICENZA,

Past

November 14, 2014 - January 4, 2019

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

VICENZA,

Past

November 14, 2014 - December 31, 2018

SECURITIES AMERICA, INC.

CRD#: 10205

VICENZA,

Past

November 18, 2009 - November 14, 2014

SUNSET FINANCIAL SERVICES, INC.

RIA

CRD#: 3538

VICENZA,

Past

October 15, 2009 - November 14, 2014

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

VICENZA,

Past

May 23, 2007 - October 7, 2009

INTERVEST INTERNATIONAL, INC.

RIA

CRD#: 111516

COLORADO SPRINGS, CO

Past

April 10, 2003 - October 7, 2009

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

VINCENZA,

Past

November 10, 1999 - April 14, 2003

NALICO EQUITY CORPORATION

CRD#: 15530

GIESSEN,

Past

November 4, 1996 - November 9, 1999

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/24/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/19/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/20/1999

Investment Company Products/Variable Contracts Principal Examination

Current Firm

IC ADVISORY SERVICES, INC.

CRD#: 140190 / SEC#: 801-66512

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Contact information

Main Address

1420 Route 206 North Suite 210, Bedminster, NJ 07921

Mailing Address

1420 Route 206 North, Suite 210 P.o. Box 770, Bedminster, NJ 07921

Phone number

(908) 707-4422

Established

Firm type

Fiscal year end

# of Employees

220

Documents

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/30/2025)

FORM ADV PART 2A (3/30/2025)

Regulatory assets under management

Total Number of Accounts	5,528
AUM (Assets Under Management)	$ 2,056,415,877

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/02/2024	Cover Page	Report
02/15/2024	Cover Page	Report
01/10/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jimmy L. Spell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE INVESTMENT CENTER, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

INTERVEST INTERNATIONAL, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

NALICO EQUITY CORPORATION

INTERVEST INTERNATIONAL EQUITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2007

Series 63

Date: 5/24/2003

SIE

Date: 10/1/2018

Series 6

Date: 10/19/1996

Series 26

Date: 3/20/1999

Current Firm

IC ADVISORY SERVICES, INC.

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

IC ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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