Scott D. Pruch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Pruch was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1997. Scott had worked at 6 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2009 - January 18, 2013
INVESTACORP ADVISORY SERVICES INC
February 6, 2003 - January 18, 2013
INVESTACORP, INC.
June 7, 2000 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
February 1, 1999 - February 28, 2003
VALIC FINANCIAL ADVISORS, INC.
January 28, 1999 - February 28, 2003
VALIC FINANCIAL ADVISORS, INC.
January 15, 1999 - March 8, 2000
PUBLIC EMPLOYEES EQUITIES SERVICES COMPANY
September 22, 1997 - December 18, 1998
CITISTREET EQUITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
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