Michael A. Burton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael A Burton, who also goes by Michael Austin Burton, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2018 - September 11, 2018
THE BENCHMARK COMPANY, LLC
March 21, 2017 - May 1, 2018
LONGBOW SECURITIES, LLC
August 23, 2012 - February 9, 2017
BREAN CAPITAL, LLC
May 17, 2012 - August 23, 2012
NORTHLAND SECURITIES, INC.
March 9, 2011 - February 6, 2012
KAUFMAN BROS., L.P.
October 8, 2009 - February 28, 2011
FBN SECURITIES, INC.
May 10, 2007 - May 19, 2009
THINKEQUITY LLC
April 12, 2004 - May 19, 2009
THINKEQUITY LLC
November 26, 2003 - April 7, 2004
MORGAN STANLEY DW INC.
February 25, 2002 - April 7, 2004
MORGAN STANLEY DW INC.
February 1, 2000 - October 17, 2001
J.P. MORGAN SECURITIES INC.
May 12, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
January 16, 1998 - April 15, 1999
GT GLOBAL, INC.
January 10, 1997 - August 28, 1997
VP DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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