James H. Christie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Haywood Christie, CFP®, who also goes by Jim Christie, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2004 - May 23, 2025
FREEDOM WEALTH MANAGEMENT
June 18, 2002 - March 2, 2004
FREEDOM FINANCIAL PLANNING
January 13, 1999 - April 22, 2002
KESTRA INVESTMENT SERVICES, LLC
November 22, 1996 - January 25, 1999
FFP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FREEDOM WEALTH MANAGEMENT
CRD#: 132878 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 23,273,465 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/30/2024 | ||
| 11/16/2023 | ||
| 11/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
