Saif R. Rahman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Saif Robert Rahman, who also goes by Saif Robert Rahman, Saif Rahman, Rob Rahman, Robert Rahman, was a registered financial professional .
Saif is a previously registered financial professional and started their career in finance in 1998. Saif had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2024 - October 3, 2025
DINOSAUR FINANCIAL GROUP, L.L.C
October 2, 2023 - March 13, 2024
STONEX FINANCIAL INC.
February 13, 2008 - September 22, 2023
OPPENHEIMER & CO. INC.
May 10, 2004 - November 7, 2007
MORGAN STANLEY & CO. LLC
August 27, 1999 - May 4, 2004
SCOTIA CAPITAL (USA) INC.
April 28, 1998 - September 1, 1999
PERSHING LLC
March 25, 1998 - May 19, 1998
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
