Calvin C. Nettles

L&L FINANCIAL SERVICES, LLP

MOBILE, AL 36606

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CRD#: 2810363

Professional summary

Calvin Chatfield Nettles, AIF® is a registered financial advisor currently at L&L FINANCIAL SERVICES, LLP located in Mobile, Alabama.

Calvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Calvin has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.FIXED INSURANCE: 316 BEL AIR BLVD., STE. 300 MOBILE AL 36606 1-2 HRS PER MONTH, 15% OF TIME. 2.ST. LUKES EPISCOPAL SCHOOL POSITION: VESTRY REPRESENTATIVE BOARD MEMBER NATURE: SERVE ON ST. LUKES EPISCOPAL SCHOOL BOARD INVESTMENT RELATED: NO NUMBER OF HOURS: 6 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2013 ADDRESS: 1400 UNIVERSITY BLVD, MOBILE AL 36608 DESCRIPTION: SERVE AS VESTRY REPRESENTATIVE TO ST LUKES EPISCOPAL SCHOOL BOARD. SERVE ON VARIOUS COMITTEES ETC. 3.ST LUKES EPISCOPAL VESTRY MEMBER POSITION: VESTRY MEMBER NATURE: EPISCOPAL CHURCH INVESTMENT RELATED: NO NUMBER OF HOURS: 3 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2013 ADDRESS: 3975 JAPONICA LN, MOBILE AL 36609 DESCRIPTION: SERVE AS A MEMBER OF THE VESTRY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Calvin Chatfield Nettles's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 25, 2014 - Present

L&L FINANCIAL SERVICES, LLP

Office #1: 316 Bel Air Blvd. Ste. 300, Mobile, AL 36606

RIA

CRD#: 116243

MOBILE, AL

Past

June 28, 2012 - July 16, 2014

OSAIC SERVICES, INC.

RIA

CRD#: 133763

MOBILE, AL

Past

October 31, 2005 - July 16, 2014

OSAIC SERVICES, INC.

CRD#: 133763

MOBILE, AL

Past

January 5, 2005 - November 1, 2012

WEALTH MANAGEMENT CONSULTANTS, LLC

RIA

CRD#: 121953

MOBILE, AL

Past

June 8, 1998 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

March 3, 1997 - June 1, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 3, 1997 - June 1, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(7/25/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/31/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/27/1996

General Securities Representative Examination

Current Firm

L&L FINANCIAL SERVICES, LLP

CRD#: 116243 / SEC#:

Alabama

Registered Investment Advisory firm - (1/14/2000 Approved)

Florida

Registered Investment Advisory firm - (10/30/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (10/30/2025 Terminated)

Mississippi

Registered Investment Advisory firm - (11/19/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

316 Bel Air Blvd. Suite 300, Mobile, AL 36606

Mailing Address

Phone number

(251) 476-3600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 9,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Calvin C. Nettles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Calvin Chatfield Nettles's CRS (Customer Relationship Summary).

Certified licenses

Experience

L&L FINANCIAL SERVICES, LLP

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

WEALTH MANAGEMENT CONSULTANTS, LLC

SUNAMERICA SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/31/1998

Series 63

Date: 12/13/1996

Series 7

Date: 11/27/1996

Current Firm

L&L FINANCIAL SERVICES, LLP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

L&L FINANCIAL SERVICES, LLP

TRUST BUT VERIFY

Contact information

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