Peter T. Benedict

B. RILEY SECURITIES

Louisville, CO

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CRD#: 2810157

Professional summary

Peter Turner Benedict is a registered financial professional currently at B. RILEY SECURITIES, INC. located in Louisville, Colorado.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 4 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Turner Benedict's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2017 - Present

B. RILEY SECURITIES, INC.

CRD#: 25027

Louisville, CO

Past

August 18, 2003 - November 30, 2017

B. RILEY & CO., LLC

CRD#: 40355

LOS ANGELES, CA

Past

January 22, 2001 - March 18, 2003

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

April 18, 1997 - December 12, 2000

DEUTSCHE IXE, LLC

CRD#: 7172

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/7/2025)

Colorado
(1/5/2021)

Connecticut
(1/7/2025)

Illinois
(1/7/2025)

Massachusetts
(1/7/2025)

Minnesota
(1/7/2025)

Missouri
(1/7/2025)

New York
(1/7/2025)

North Carolina
(1/7/2025)

Ohio
(1/7/2025)

Oregon
(1/7/2025)

Pennsylvania
(1/7/2025)

Texas
(1/7/2025)

Virginia
(1/7/2025)

Exams

State Security Law Exam

Series 63

Date: 7/9/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/12/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 4/17/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/7/2018

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 5/30/2007

Registered Options Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

B. RILEY SECURITIES, INC.

B. RILEY FBR, INC. | FRIEDMAN, BILLINGS, RAMSEY & CO., INC. | FBR CAPITAL MARKETS & CO. | B. RILEY SECURITIES, INC.

CRD#: 25027 / SEC#: , 8-41426

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

11100 Santa Monica Blvd Suite 800, Los Angeles, CA 90025

Mailing Address

11100 Santa Monica Blvd Suite 800, Los Angeles, CA 90025

Phone number

(310) 966-1444

Established

Delaware since 06/16/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
B. RILEY SECURITIES HOLDINGS, INC.	DIRECT PARENT
BAKER, JAMES RICHARD	CO-CHIEF EXECUTIVE OFFICER	5834046
INNIS, KATHLEEN GIBBONS	CHIEF COMPLIANCE OFFICER	2112837
MCCOY, MICHAEL RICHARD	CHIEF FINANCIAL OFFICER	4743031
MOORE, ANDREW THOMAS	CO-CHIEF EXECUTIVE OFFICER	4574997
SCHUTT, JANELLE REGINA	CONTROLLER	2853858

Disclosures

Regulatory Event	12
Civil Event	1
Arbitration	1

Red Flags

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Firm Stability Insights

Peter T. Benedict

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Turner Benedict's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY & CO., LLC

WEDBUSH SECURITIES INC.

DEUTSCHE IXE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/9/1997

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 8/12/1999

Series 7

Date: 4/17/1997

Series 24

Date: 6/7/2018

Series 4

Date: 5/30/2007

FINRA

Nasdaq Stock Market

Current Firm

B. RILEY SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

B. RILEY SECURITIES, INC.

TRUST BUT VERIFY

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