Gregory C. Keesecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Clark Keesecker was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1996. Gregory had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 1999 - February 10, 2000
AC FINANCIAL, INC.
March 3, 1999 - October 19, 1999
VALIC FINANCIAL ADVISORS, INC.
February 26, 1998 - October 22, 1999
THE VARIABLE ANNUITY MARKETING COMPANY
September 9, 1997 - January 20, 1998
FEDERATED SECURITIES CORP.
December 5, 1996 - February 18, 1997
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AC FINANCIAL, INC.
CRD#: 21616 / SEC#: , 8-39118
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
