Suzanne Hingel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Hingel, who also goes by Suzanne H Gartman, Suzanne Hingel Gartman, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1996. Suzanne had worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2023 - June 7, 2024
FEF DISTRIBUTORS, LLC
September 26, 2011 - April 10, 2023
EATON VANCE MANAGEMENT
September 20, 2011 - April 10, 2023
EATON VANCE DISTRIBUTORS, INC.
September 2, 2009 - September 6, 2011
PATRICK CAPITAL MARKETS, LLC
January 8, 2009 - September 3, 2009
VOYA INVESTMENT MANAGEMENT CO. LLC
December 22, 2008 - September 3, 2009
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 13, 2007 - September 19, 2008
OLD MUTUAL CAPITAL
January 5, 2006 - September 19, 2008
OLD MUTUAL INVESTMENT PARTNERS
May 20, 2005 - January 5, 2006
LPL FINANCIAL LLC
May 17, 2005 - January 5, 2006
LPL FINANCIAL LLC
January 29, 2003 - January 28, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 17, 2003 - May 18, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 9, 1998 - October 10, 2002
STRATEGIC ADVISERS LLC
October 17, 1996 - October 10, 2002
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
FEF DISTRIBUTORS, LLC
CRD#: 46585 / SEC#: , 8-51483
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CARULLO, MODESTINO VITO | CHIEF COMPLIANCE OFFICER | 1528768 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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