John S. Jumper
Professional summary
John Sherman Jumper was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, John had worked at 5 firms, which includes ALLUVION SECURITIES LLC, SAMCO CAPITAL MARKETS INC., PENSON FINANCIAL SERVICES INC., COASTAL SECURITIES INC., SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2007 - February 3, 2017
ALLUVION SECURITIES, LLC
May 19, 2006 - August 1, 2007
SAMCO CAPITAL MARKETS, INC.
July 19, 2004 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
March 20, 2002 - July 14, 2004
COASTAL SECURITIES, INC.
December 21, 1999 - March 19, 2002
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
ALLUVION SECURITIES, LLC
CRD#: 143623 / SEC#: , 8-67584
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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