Avi J. Schreiber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Avi Jay Schreiber was a registered financial professional .
Avi is a previously registered financial professional and started their career in finance in 1997. Avi had worked at 3 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 1999 - December 1, 2004
D. E. SHAW VALENCE, L.L.C.
March 9, 1998 - December 1, 2004
D. E. SHAW INVESTMENTS, L.P.
September 8, 1997 - August 18, 2014
D.E. SHAW SECURITIES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
D. E. SHAW VALENCE, L.L.C.
CRD#: 31995 / SEC#: , 8-45594
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| D. E. SHAW VALENCE PORTFOLIOS, L.L.C. | MEMBER | |
| D. E. SHAW & CO., L.P. | MANAGING MEMBER | |
| DINNING, ANNE CAROLYN | MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | 2078654 |
| ELIAS, ROCHELLE ASSAEL | CHIEF COMPLIANCE OFFICER | 724288 |
| GAUDIO, JULIUS RALPH | MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | 2406744 |
| LIFTIN, JOHN MATTHEW | GENERAL COUNSEL OF D. E. SHAW & CO., L.P. | 1447945 |
| SALKIND, LOUIS KEN | MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | 1926517 |
| SHAW, DAVID ELLIOT | CHAIRMAN, PRESIDENT & SOLE SHAREHOLDER OF D. E. SHAW & CO., INC. | 1557735 |
| STECKLER, STUART | CFO; MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | 2022720 |
| STONE, MAXIMILIAN DANA | MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | 2246217 |
| WEPSIC, ERIC KARL | MANAGING DIRECTOR OF D. E. SHAW & CO., L.P. | 2489161 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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