Sheri Ann T. Chang Yamaguchi
Professional summary
Sheri Ann Takako Chang Yamaguchi, who also goes by Sheriann T Changyamoguchi, Sheri A. T. Chang Yamaguchi, is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in Honolulu, Hawaii.
Sheri Ann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Sheri Ann has worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sheri Ann Takako Chang Yamaguchi's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2024 - Present
ONE CAPITAL MANAGEMENT, LLC
Office #1: 745 Fort Street 1614, Honolulu, HI 96813July 12, 2011 - April 1, 2024
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
November 6, 2002 - December 31, 2004
BAY ISLE FINANCIAL LLC
Primary Firm SEC Registration
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/26/2024)
Exams
Current Firm
ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
Contact information
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,302 |
| AUM (Assets Under Management) | $ 7,002,823,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/17/2025 | ||
| 04/16/2024 | ||
| 02/12/2023 |
Red Flags
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