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PB

Peter Botero

SAN BLAS SECURITIES
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 2809436
PB
Peter BoteroSAN BLAS SECURITIES

Professional summary

Peter Botero is a registered financial professional currently at SAN BLAS SECURITIES LLC located in Chicago, Illinois.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 9 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 10, Series 9, Series 53, Series 4 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Botero's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 30, 2026 - Present

SAN BLAS SECURITIES LLC

Office #1: 233 S Wacker Dr Suite 4400, Chicago, IL 60606
BD
CRD#: 290605
CHICAGO, IL
Past

March 15, 2023 - October 1, 2025

MORA CAPITAL SECURITIES LLC

BD
CRD#: 158599
Miami, FL
Past

June 7, 2021 - March 31, 2023

MARIVA CAPITAL MARKETS, LLC

BD
CRD#: 156171
MIAMI, FL
Past

April 23, 2015 - June 7, 2021

MIURA CAPITAL, LLC

BD
CRD#: 146193
MIAMI, FL
Past

November 14, 2014 - April 10, 2015

CREDICORP CAPITAL SECURITIES, INC.

BD
CRD#: 122199
CORAL GABLES, FL
Past

October 22, 2012 - November 10, 2014

MORA CAPITAL SECURITIES LLC

BD
CRD#: 158599
MIAMI, FL
Past

May 10, 2006 - June 27, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CORAL GABLES, FL
Past

May 9, 2006 - June 27, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

July 19, 2004 - April 7, 2006

CITICORP INVESTMENT SERVICES

RIA
CRD#: 23988
MIAMI, FL
Past

May 26, 2004 - April 7, 2006

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

July 22, 2003 - April 27, 2004

TD AMERITRADE, INC.

RIA
CRD#: 7870
CORAL GABLES, FL
Past

February 19, 1999 - April 27, 2004

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

October 29, 1996 - April 22, 1997

NATIONAL CLEARING CORP.

BD
CRD#: 14343
SHERMAN OAKS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(4/30/2026)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 11/25/2014
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
PR
Series 66
Status Unavailable
Passed: 7/14/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 1/20/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Status Unavailable
Passed: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Status Unavailable
Passed: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 53
Status Unavailable
Passed: 3/27/2015
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Status Unavailable
Passed: 9/25/2014
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 3/4/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SB
SAN BLAS SECURITIES LLC
IFS CAPITAL MARKETS, LLC | SAN BLAS SECURITIES LLC

CRD#: 290605 / SEC#: , 8-70036

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
233 S Wacker Dr Suite 4400, Chicago, IL 60606
Mailing Address
3424 Peachtree Rd. Ne Suite 2200, Atlanta, GA 30326-1184
Phone number
(773) 661-4448
Established
Delaware since 04/13/2017
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INCDIRECT OWNER
BOTERO, PETERCCO2809436
CARTER, ANA ROUMENOVAFINOP4424794
MCKENZIE, ALEXYS ULANDOCEO2642827

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAN BLAS SECURITIES LLC

CRD#: 290605Chicago, IL 60606

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