Peter Botero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Botero was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1996. Peter had worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 10, Series 9, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2023 - October 1, 2025
BOREAL CAPITAL SECURITIES LLC
June 7, 2021 - March 31, 2023
MARIVA CAPITAL MARKETS, LLC
April 23, 2015 - June 7, 2021
MIURA CAPITAL, LLC
November 14, 2014 - April 10, 2015
CREDICORP CAPITAL SECURITIES, INC.
October 22, 2012 - November 10, 2014
BOREAL CAPITAL SECURITIES LLC
May 10, 2006 - June 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 9, 2006 - June 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2004 - April 7, 2006
CITICORP INVESTMENT SERVICES
May 26, 2004 - April 7, 2006
CITICORP INVESTMENT SERVICES
July 22, 2003 - April 27, 2004
TD AMERITRADE, INC.
February 19, 1999 - April 27, 2004
TD AMERITRADE, INC.
October 29, 1996 - April 22, 1997
NATIONAL CLEARING CORP.
State Registrations and Notice Filings
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Exams
Current Firm
BOREAL CAPITAL SECURITIES LLC
CRD#: 158599 / SEC#: , 8-68910
Contact information
FINRA licenses (15 States and Territories)
Red Flags
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