Raymond J. Hetterich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond John Hetterich, who also goes by Ray Hetterich, Raymond J Hetterich, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1996. Raymond had worked at 7 firms and has passed the Series 63, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2011 - December 31, 2024
RJH WEALTH MANAGEMENT, INC
November 4, 2009 - October 3, 2011
LATITUDE ADVISORS, LLC
November 3, 2009 - September 30, 2011
GWN SECURITIES INC.
December 10, 2003 - November 16, 2009
MEDALLION ADVISORY SERVICES, LLC
October 31, 2003 - November 16, 2009
MEDALLION INVESTMENT SERVICES, INC.
April 16, 2003 - October 25, 2003
CPA FINANCIAL ADVISERS, INC.
December 5, 2000 - October 25, 2003
CPA FINANCIAL ADVISERS, INC.
November 11, 1996 - November 20, 2000
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 2/6/1995
Non-Member General Securities ExaminationCurrent Firm
RJH WEALTH MANAGEMENT, INC
CRD#: 156304 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
