MB
Michael E. Benevento
FOUNTAINHEAD ADVISORS
Warren, NJ 07059
Some features on this profile are disabled
CRD#: 2809208
MB
Professional summary
Michael Ernest Benevento, who also goes by Michael E Benevento, is a registered financial advisor currently at FOUNTAINHEAD ADVISORS located in Warren, New Jersey.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Michael has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael E Benevento
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Terramint Group Corp. DBA realbricks, investment-related, 30 North Gould Street, Sheridan, WY 82801, Fractional Real Estate Investment, Board Advisor, October 2022, 5 hours/month, 0 hours during securities trading hours, Advisory Board. Worldwide Solutions and Services DBA Mavsotech, not investment-related, 69 Centre Street, Haddonfield, NJ 08033, Consulting - Engineering Services and Solutions for the Digital Entertainment Market, January 2023, 5 hours per month, none during regular trading hours, Advisory Board MEBCO LLC, not investment-related, 290 Weed Street, New Canaan, CT 06840, Consulting, Founder & CEO, December 2022, 2 hours per month, 0 hours during securities trading hours, Sole Proprietor
CRS (Client Relationship Summary) - RIA
Click below to view Michael Ernest Benevento's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2024 - Present
FOUNTAINHEAD ADVISORS
Office #1: 10 Independence Blvd Suite 120, Warren, NJ 07059RIA
CRD#: 156185
Warren, NJ
Past
March 7, 2023 - February 19, 2024
CASTLEKEEP INVESTMENT ADVISORS
RIA
CRD#: 111656
WESTPORT, CT
Past
October 8, 1999 - April 5, 2002
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
March 18, 1999 - October 21, 1999
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
February 7, 1997 - February 9, 1999
G.RESEARCH, LLC
BD
CRD#: 7353
RYE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FOUNTAINHEAD ADVISORS
ABRAHAMSENROCK, LLC | ROCK, MARC B. | FOUNTAINHEAD PRIVATE WEALTH | FOUNTAINHEAD CAPITAL, LLC | FOUNTAINHEAD CAPITAL MANAGEMENT, LLC | FOUNTAINHEAD ADVISORS | EPIC ADVISORY PARTNERS
CRD#: 156185 / SEC#: 801-79472
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)Florida
Registered Investment Advisory firm - (4/9/2014 Terminated)New York
Registered Investment Advisory firm - (4/9/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(3/13/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
FA
FOUNTAINHEAD ADVISORS
ABRAHAMSENROCK, LLC | ROCK, MARC B. | FOUNTAINHEAD PRIVATE WEALTH | FOUNTAINHEAD CAPITAL, LLC | FOUNTAINHEAD CAPITAL MANAGEMENT, LLC | FOUNTAINHEAD ADVISORS | EPIC ADVISORY PARTNERS
CRD#: 156185 / SEC#: 801-79472
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)Florida
Registered Investment Advisory firm - (4/9/2014 Terminated)New York
Registered Investment Advisory firm - (4/9/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Independence Blvd Suite 120, Warren, NJ 07059
Mailing Address
Phone number
(732) 346-1900
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,733 |
| AUM (Assets Under Management) | $ 1,019,956,144 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
