Matthew A. Bulgini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Alphonse Bulgini was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1996. Matthew had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2018 - December 26, 2019
FENWICK INVESTMENTS, LLC
July 29, 2013 - December 9, 2013
COMMONWEALTH FINANCIAL NETWORK
July 12, 2011 - February 7, 2012
COMMONWEALTH FINANCIAL NETWORK
January 15, 2010 - June 30, 2011
SECURITIES AMERICA ADVISORS, INC.
January 15, 2010 - June 30, 2011
SECURITIES AMERICA, INC.
June 12, 2000 - January 20, 2010
EQUITY SERVICES, INC.
February 28, 2000 - January 20, 2010
EQUITY SERVICES, INC.
March 11, 1997 - February 25, 2000
EDWARD JONES
November 4, 1996 - January 10, 1997
METROPOLITAN LIFE INSURANCE COMPANY
November 4, 1996 - January 10, 1997
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FENWICK INVESTMENTS, LLC
CRD#: 167342 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 14,123,661 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
