WG
Wade E. Gribaldo
INDEPENDENT FINANCIAL GROUP
SACRAMENTO, CA 95825
Some features on this profile are disabled
CRD#: 2808986
WG
Professional summary
Wade Emanuel Gribaldo is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Sacramento, California.
Wade is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Wade has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) MONSON & ASSOCIATES POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2019 ADDRESS: 965 University Ave Ste. 150, Sacramento CA 95825, United States DESCRIPTION: 100% OWNER OF MONSON & ASSOCIATES PROVIDING TAX PREP, ACCOUNTING, AND PAYROLL PROCESSING (2) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/26/1996 ADDRESS: 965 University Ave Ste. 150, Sacramento CA 95825, United States DESCRIPTION: CA & NV INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (3) WADE GRIBALDO WEALTH MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/16/2020 ADDRESS: 965 University Ave Ste. 150, Sacramento CA 95825, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES (4) WADE GRIBALDO LLC, DBA PERFECT BALANCE TAX SERVICE POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 09/24/2014 ADDRESS: 965 University Ave Ste. 150, Sacramento CA 95825, United States DESCRIPTION: DBA USED TO MARKET TAX SERVICES (5) WADE GRIBALDO LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/27/2023 ADDRESS: 965 University Ave, Ste. 150, Sacramento CA 95825, United States DESCRIPTION: I purchased my office building and rent out space. The space is in the same building but does have any access to the space where I operate the securities business. They have separate addresses, entrances, keys, etc. AVANDI AESTHETICS LLC POSITION: non formal partner NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 965 University Ave Ste 100, Sacramento CA 95825, United States DESCRIPTION: I want to purchase and lease some of the equipment and outfit the office for her to operate the business in. I may be involved in business decisions, paying bills, opening mail, bookkeeping, payroll. I would be helping out where I can and my office is next door and I own the building.
CRS (Client Relationship Summary) - RIA
Click below to view Wade Emanuel Gribaldo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Wade Emanuel Gribaldo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2009 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 965 University Ave Ste. 150, Sacramento, CA 95825RIA
BD
CRD#: 7717
SACRAMENTO, CA
Current
July 31, 2009 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 965 University Ave Ste. 150, Sacramento, CA 95825RIA
BD
CRD#: 7717
SACRAMENTO, CA
Past
August 13, 2008 - August 6, 2009
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ZEPHYR COVE, NV
Past
August 13, 2008 - August 6, 2009
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ZEPHYR COVE, NV
Past
March 10, 1999 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
RIA
CRD#: 14068
SACRAMENTO, CA
Past
November 5, 1996 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
BD
CRD#: 14068
SACRAMENTO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/31/2009)
IAR
California(7/31/2009)
RR
Georgia(3/16/2016)
RR
Nevada(9/1/2009)
RR
New Mexico(7/18/2014)
RR
Oregon(8/14/2014)
RR
Pennsylvania(1/23/2017)
RR
South Carolina(4/30/2013)
RR
Washington(11/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INDEPENDENT FINANCIAL GROUP, LLC
CRD#: 7717Sacramento, CA 95825TRUST BUT VERIFY
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