Harry B. Breda

WESTWOOD MANAGEMENT CORP

Dallas, TX 75201

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CRD#: 2808984

Professional summary

Harry Bernard Breda, who also goes by Harry Bernard Breda Jr, Harry Breda, is a registered financial advisor currently at WESTWOOD MANAGEMENT CORP located in Dallas, Texas and SALIENT CAPITAL L.P. located in Dallas, Texas.

Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Harry has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Harry Bernard Breda Jr | Harry Breda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Bernard Breda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2022 - Present

WESTWOOD MANAGEMENT CORP

Office #1: 200 Crescent Court Suite 1200, Dallas, TX 75201

RIA

CRD#: 110269

Dallas, TX

Current

January 5, 2025 - Present

SALIENT CAPITAL L.P.

Office #1: 200 Crescent Court Suite 1200, Dallas, TX 75201

CRD#: 147912

Dallas, TX

Past

August 9, 2022 - December 31, 2024

FORESIDE FUND SERVICES, LLC

CRD#: 46106

DALLAS, TX

Past

July 1, 2020 - October 8, 2020

GOLDMAN SACHS & CO. LLC

CRD#: 361

Irving, TX

Past

June 26, 2019 - October 15, 2020

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

IRVINE, TX

Past

February 14, 2019 - July 1, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

IRVING, TX

Past

September 23, 2015 - April 11, 2018

PROVASI CAPITAL PARTNERS LP

CRD#: 119539

DALLAS, TX

Past

May 4, 2011 - February 6, 2012

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

November 6, 2007 - November 10, 2010

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

September 27, 2000 - December 2, 2005

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Past

June 30, 1999 - October 6, 2000

FUND MANAGEMENT COMPANY

CRD#: 25585

HOUSTON, TX

Past

February 11, 1997 - June 30, 1999

INVESCO DISTRIBUTORS, INC.

CRD#: 7369

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTWOOD MANAGEMENT CORP

CRD#: 110269 / SEC#: 801-18727

RIA

Registered Investment Advisory firm - (4/11/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(8/10/2022)

Texas
(1/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/12/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/12/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/23/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/28/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/10/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

WESTWOOD MANAGEMENT CORP

CRD#: 110269 / SEC#: 801-18727

RIA

Registered Investment Advisory firm - (4/11/1983 Approved)

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Contact information

Main Address

200 Crescent Court Suite 1200, Dallas, TX 75201

Mailing Address

Phone number

(214) 756-6900

Established

Firm type

Fiscal year end

# of Employees

103

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTWOOD MANAGEMENT CORP. INVESTMENT ADVISER BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	293
AUM (Assets Under Management)	$ 12,802,824,273

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Harry B. Breda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Bernard Breda's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALIENT CAPITAL L.P.

FORESIDE FUND SERVICES, LLC

GOLDMAN SACHS & CO. LLC

UNITED CAPITAL FINANCIAL ADVISORS

CETERA WEALTH SERVICES, LLC

PROVASI CAPITAL PARTNERS LP

TRANSAMERICA CAPITAL, LLC

JANUS HENDERSON DISTRIBUTORS US LLC

INVESCO DISTRIBUTORS, INC.

FUND MANAGEMENT COMPANY

INVESCO DISTRIBUTORS, INC.

Primary Firm SEC Registration

WESTWOOD MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2019

Series 63

Date: 6/12/2002

Series 7TO

Date: 3/12/2022

SIE

Date: 4/11/2018

Series 7

Date: 9/23/2015

Series 6

Date: 1/28/1997

Series 26

Date: 3/10/2000

FINRA

Current Firm

WESTWOOD MANAGEMENT CORP

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTWOOD MANAGEMENT CORP

TRUST BUT VERIFY

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