Jeffrey A. Harwood

VENTURA ADVISORS

WOODLAND HILLS, CA 91367

Some features on this profile are disabled

CRD#: 2808701

Professional summary

Jeffrey Alan Harwood, CFP® is a registered financial advisor currently at VENTURA ADVISORS located in Woodland Hills, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Jeffrey has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Min. Asset: $250K–$500K

Services Offered

Investment Planning

Retirement Planning

Comprehensive Financial Planning

Specializations

Charitable Giving

High Net Worth Client Needs

Investment Advice with Ongoing Management

Medical Professionals

Real Estate Investments

Retirement Plan Investment Advice

Biography

Ventura Advisors provides custom wealth advisory services, defined as creating and executing unique financial strategies designed to propel a client toward his financial goals.  
With  institutional experience analyzing income real estate, managing individual and charitable trust accounts, and managing personal investment and retirement accounts; Jeffrey Harwood is uniquely qualified to provide planning advice to individual and institutional clients.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Harwood's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

August 27, 2004 - Present

VENTURA ADVISORS

Office #1: 21860 Burbank Blvd., Suite 100, Woodland Hills, CA 91367

RIA

CRD#: 132040

WOODLAND HILLS, CA

Past

June 22, 2004 - September 1, 2004

KUBERA PORTFOLIOS

RIA

CRD#: 131410

PACIFIC PALISADES, CA

Past

May 2, 2001 - January 17, 2002

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

January 18, 2001 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

August 30, 1997 - April 1, 1998

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Past

November 26, 1996 - June 6, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/27/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/24/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/2001

General Securities Representative Examination

Current Firm

VENTURA ADVISORS

CRD#: 132040 / SEC#:

California

Registered Investment Advisory firm - (8/27/2004 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

21860 Burbank Blvd., Suite 100, Woodland Hills, CA 91367

Mailing Address

Phone number

(818) 857-5080

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 71,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Maria Zimiga

J.P. MORGAN SECURITIES LLC

TOLUCA LAKE, CA

Hatem Dhiab

GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT

IAR

SANTA MONICA, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeffrey A. Harwood

Professional summary

At a Glance

Services Offered

Specializations

Biography

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Harwood's CRS (Customer Relationship Summary).

Certified licenses

Experience

KUBERA PORTFOLIOS

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

BA INVESTMENT SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/24/1996

Series 63

Date: 12/3/1996

Series 7

Date: 1/17/2001

Current Firm

VENTURA ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VENTURA ADVISORS

TRUST BUT VERIFY

Contact information

Similar Advisors