DC
David M. Clark
DMC WEALTH MANAGEMENT
BIRMINGHAM, AL 35205
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CRD#: 2808694
DC
Professional summary
David Michael Clark, CFP® is a registered financial advisor currently at DMC WEALTH MANAGEMENT, LLC located in Birmingham, Alabama.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Clark is licensed as an independent insurance agent.
TCME Management, Inc. - S Corporation, 37 Ridge Drive, Birmingham, AL 35213
Equal 1/3 ownership with siblings, Less than 2 hours per month, none during trading hours, Family entity, established December 6, 1997, Ownership transferred from parents to siblings on May 14, 2018;
Thomas C Clark Jr. Grantor Trust - Irrevocable Trust, 37 Ridge Drive, Birmingham, AL 35213, Co-trustee with siblings, Equal beneficial interest with siblings, Less than 2 hours per month, none during trading hours
Family entity, established December 29, 1997, Trustee changed from Mary Ellen Clark to siblings on May 24, 2016;
Mary Ellen Clark Grantor Trust - Irrevocable Trust, 37 Ridge Drive, Birmingham, AL 35213, Co-trustee with siblings, Grandchildren are beneficiaries, Less than 2 hours per month, none during trading hours
Family entity, established December 29, 1997, Trustee changed from Thomas C Clark Jr to siblings on February 21, 2019;
CL Concord, LLC - Partnership, 37 Ridge Drive, Birmingham, AL 35213
Equal 1/4 ownership with siblings and father's estate, Passive investment in real estate, Less than 1 hour per month, none during trading hours, Family entity, established January 25, 2016;
Ligon Capital, LLC - Partnership, 1927 1st Avenue North, Birmingham, AL 35203, Own 1 unit out of 221 units (less than 0.5%), Passive investment in private firm that acquires and manages manufacturing companies, Less than 1 hour per month, none during trading hours, Close family friend (not a client), Entity established March 26, 2006
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Clark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 8, 2019 - Present
DMC WEALTH MANAGEMENT, LLC
Office #1: 2101 Highland Avenue South Suite 220, Birmingham, AL 35205RIA
CRD#: 299804
BIRMINGHAM, AL
Past
August 15, 2012 - March 8, 2019
BRIDGEWORTH WEALTH MANAGEMENT
RIA
CRD#: 164100
BIRMINGHAM, AL
Past
August 9, 2012 - September 28, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
BIRMINGHAM, AL
Past
December 14, 2010 - August 10, 2012
OSAIC FA, INC.
RIA
CRD#: 3978
BIRMINGHAM, AL
Past
December 14, 2010 - August 10, 2012
OSAIC FA, INC.
BD
CRD#: 3978
BIRMINGHAM, AL
Past
September 20, 1999 - December 15, 2010
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
BIRMINGHAM, AL
Past
December 18, 1996 - December 15, 2010
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
BIRMINGHAM, AL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(3/8/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DW
DMC WEALTH MANAGEMENT, LLC
DAVID M. CLARK WEALTH MANAGEMENT, LLC | HIGHLAND 220, LLC | DMC WEALTH MANAGEMENT, LLC | DMC WEALTH MANAGEMENT
CRD#: 299804 / SEC#:
Alabama
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Contact information
Main Address
2101 Highland Avenue South Suite 220, Birmingham, AL 35205
Mailing Address
Phone number
(205) 431-3500
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 59,484,609 |
Red Flags
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Company Information
DMC WEALTH MANAGEMENT, LLC
CRD#: 299804Birmingham, AL 35205TRUST BUT VERIFY
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