Todd C. Perry
Professional summary
Todd Christopher Perry was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Todd is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Todd had worked at 5 firms, which includes GUNNALLEN FINANCIAL INC, INTERNATIONAL BOND AND SHARE INC., FORTRESS FINANCIAL GROUP LTD., CREATIVE CAPITAL MANAGEMENT CORPORATION, LADENBURG CAPITAL MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 1998 - August 23, 1999
GUNNALLEN FINANCIAL, INC
July 6, 1998 - September 15, 1998
INTERNATIONAL BOND AND SHARE, INC.
May 18, 1998 - July 14, 1998
FORTRESS FINANCIAL GROUP, LTD.
February 26, 1998 - May 18, 1998
CREATIVE CAPITAL MANAGEMENT CORPORATION
January 13, 1997 - February 27, 1998
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
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